DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

THOMAS P TULANEY

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCRANTON, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e6d17ed-2af9-2837-c58e-cff99973ad22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 8, 2013
First registration: Mar 11, 2013
Dual registered: yes, broker-dealer
Other names: THOMAS PAUL TULANEY|THOMAS P TULANEY|TOM TULANEY
IAPD individual key: 5854527

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 24, 2021	n/a	yes	SCRANTON, PA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 28, 2017	Dec 22, 2021	no	SCRANTON, PA\|KINGSTON, PA\|ALLENTOWN, PA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Mar 5, 2014	Mar 16, 2017	no	DUNMORE, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 11, 2013	Feb 11, 2014	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 22, 2021	Nov 24, 2021	-28	Firm change	Ibd to wirehouse
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Mar 16, 2017	Mar 28, 2017	12	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	INVEST FINANCIAL CORPORATION	Feb 11, 2014	Mar 5, 2014	22	Firm change	Other

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 11, 2013 to Feb 11, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 28, 2017 to Dec 22, 2021factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Mar 5, 2014 to Mar 16, 2017factForm ADV

Dated events

No dated event names this entity yet.