DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

STUART ALLEN WEINSTEIN

Advisor at WELLS FARGO ADVISORS

CHICAGO, IL | DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e706025-5604-2e27-b1a9-1c83be06a680

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2001 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 29, 1982
First registration: Nov 30, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1036581

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Feb 15, 2013	n/a	yes	CHICAGO, IL\|DEERFIELD, IL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 25, 2003	Feb 25, 2013	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jan 17, 2003	May 19, 2003	no	CHICAGO, IL	Previous registration
PERSHING LLC	n/a	Nov 30, 2001	Jan 17, 2003	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Feb 25, 2013	Feb 15, 2013	-10	Firm change	Wirehouse to wirehouse
CREDIT SUISSE SECURITIES (USA) LLC	UBS FINANCIAL SERVICES INC.	May 19, 2003	Apr 25, 2003	-24	Firm change	Other
PERSHING LLC	CREDIT SUISSE SECURITIES (USA) LLC	Jan 17, 2003	Jan 17, 2003	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Feb 15, 2013 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 25, 2003 to Feb 25, 2013factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Jan 17, 2003 to May 19, 2003factForm ADV
→ PERSHING LLCRegistered adviserregistration: previous registration
Nov 30, 2001 to Jan 17, 2003factForm ADV

Dated events

No dated event names this entity yet.