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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

Brian Thomas Collard

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Salt Lake City, UT

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Search this name across graphsid dfx:ria:4e70bb3b-da01-6e0c-1aa0-edea6c5c835f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 16, 2006
First registration: Feb 22, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5063160

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 23, 2026	n/a	yes	Salt Lake City, UT	Current employment
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Jun 20, 2023	Apr 24, 2026	no	VENTURA, CA\|SALT LAKE CITY, UT\|ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 23, 2012	Jul 5, 2023	no	SALT LAKE CITY, UT	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 11, 2012	no	Salt Lake City, UT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	SALT LAKE CITY, UT	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 22, 2006	Apr 2, 2007	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL INDEPENDENT ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 24, 2026	Apr 23, 2026	-1	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	STIFEL INDEPENDENT ADVISORS, LLC	Jul 5, 2023	Jun 20, 2023	-15	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Sep 11, 2012	Aug 23, 2012	-19	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:28218:UT:2023-07-05	Jul 5, 2023	Jun 20, 2023	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 20, 2023 to Apr 24, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 23, 2012 to Jul 5, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 11, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 22, 2006 to Apr 2, 2007factForm ADV

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
Brian Thomas Collard left Stifel Independent Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-04-23)
Form ADVobserved 4 days ago
Occurred
Jul 5, 2023
Advisor changed firm
Brian Thomas Collard left Wells Fargo Advisors for Stifel Independent Advisors, Llc (registered 2023-06-20)
Form ADVobserved 4 days ago