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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Paul David Kuhn

Advisor at CETERA INVESTMENT ADVISERS LLC

BOULDER CITY, NV

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Search this name across graphsid dfx:ria:4e722ccb-17cf-a73a-17c5-2a5db101b86c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 16, 2012
First registration: Mar 6, 2013
Dual registered: yes, broker-dealer
Other names: Paul Kuhn|Paul David Kuhn|PAUL D KUHN
IAPD individual key: 6122451

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	BOULDER CITY, NV	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jan 23, 2024	Sep 5, 2025	no	DALLAS, TX\|Boulder City, NV	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	Jan 31, 2024	no	LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration
WADDELL & REED	Former SEC adviser	Dec 12, 2019	Jul 21, 2021	no	LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration
EDWARD JONES	National bd RIA	Oct 23, 2019	Nov 25, 2019	no	BOULDER CITY, NV\|ST LOUIS, MO	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 22, 2016	Oct 23, 2019	no	Las Vegas, NV\|Boulder City, NV	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Sep 30, 2015	Sep 21, 2016	no	Las Vegas, NV	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Mar 6, 2013	Oct 8, 2015	no	LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	AVANTAX ADVISORY SERVICES	Jan 31, 2024	Jan 23, 2024	-8	Firm change	Ibd to ibd
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
EDWARD JONES	WADDELL & REED	Nov 25, 2019	Dec 12, 2019	17	Firm change	Ibd to ibd
AVANTAX ADVISORY SERVICES	EDWARD JONES	Oct 23, 2019	Oct 23, 2019	0	Firm change	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	AVANTAX ADVISORY SERVICES	Oct 8, 2015	Sep 30, 2015	-8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16164:104556:NV:2015-09-28	Oct 8, 2015	Sep 30, 2015	LAS VEGAS, NV	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 23, 2024 to Sep 5, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to Jan 31, 2024factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Dec 12, 2019 to Jul 21, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 23, 2019 to Nov 25, 2019factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 6, 2013 to Oct 8, 2015factForm ADV

Dated events

Occurred
Jan 31, 2024
Advisor changed firm
Paul David Kuhn left Lpl Financial Llc for Avantax Advisory Services (registered 2024-01-23)
Form ADVobserved 5 days ago