DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• D•••• K•••

C••••• I••••••••• A••••••• L••BD affiliatedBoulder City, Nvdual registrantIAPD 6122451

Feed of 09/14/2026

Also filed as P••• K•••

At current firm

1 y

since Sep 5, 2025

In the industry

13 y

since Nov 16, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Boulder City, Nv
A•••••• A••••••• S••••••• former
Jan 23, 2024 to Sep 5, 2025 · Dallas, Tx
L•• F•••••••• L•• BD affiliated
Jul 21, 2021 to Jan 31, 2024 · Las Vegas, Nv
W•••••• • R••• former
Dec 12, 2019 to Jul 21, 2021 · Las Vegas, Nv
E••••• J•••• national BD
Oct 23, 2019 to Nov 25, 2019 · Boulder City, Nv
A•••••• A••••••• S••••••• former
Nov 22, 2016 to Oct 23, 2019 · Las Vegas, Nv
A•••••• A••••••• S••••••• former
Sep 30, 2015 to Sep 21, 2016 · Las Vegas, Nv
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Mar 6, 2013 to Oct 8, 2015 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to A•••••• A••••••• S•••••••
left Jan 31, 2024, registered Jan 23, 2024 (-8 days) · Affiliated broker-dealer or bank to another
W•••••• • R••• to L•• F•••••••• L••
left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
E••••• J•••• to W•••••• • R•••
left Nov 25, 2019, registered Dec 12, 2019 (17 days) · Affiliated broker-dealer or bank to another
A•••••• A••••••• S••••••• to E••••• J••••
left Oct 23, 2019, registered Oct 23, 2019 (0 days) · Affiliated broker-dealer or bank to another
T••••••••• F•••••••• A•••••••• L•• to A•••••• A••••••• S•••••••
left Oct 8, 2015, registered Sep 30, 2015 (-8 days) · Other · moved with a team

Signals

P••• D•••• K••• left L•• F•••••••• L•• for A•••••• A••••••• S••••••• (registered 2024-01-23)
Jan 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address