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Advisor at OSAIC WEALTH, INC.
ST LOUIS PARK, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | ST LOUIS PARK, MN | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Apr 12, 2022 | Nov 3, 2023 | no | ST LOUIS PARK, MN|ST LOUIS PARK, MN|WEST DES MOINES, IA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jun 2, 2021 | Sep 8, 2021 | no | WEST DES MOINES, IA|ST. Louis Park, MN | Previous registration |
| RED PINE INVESTMENT COUNSEL, INC. | n/a | Dec 20, 2013 | Jun 6, 2022 | no | ST. LOUIS PARK, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | Ibd to ibd |
| RED PINE INVESTMENT COUNSEL, INC. | FSC SECURITIES CORPORATION | Jun 6, 2022 | Jun 2, 2021 | -369 | Firm change after gap | Other |