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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 11, 2025 | n/a | yes | San Diego, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 21, 2015 | Apr 4, 2025 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Jan 15, 2016 | no | San Diego, CA | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jul 15, 2008 | Oct 5, 2009 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Apr 4, 2025 | Mar 11, 2025 | -24 | Firm change | Wirehouse to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Jan 15, 2016 | Dec 21, 2015 | -25 | Firm change | Ibd to wirehouse |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |