DFX Intelligence

T••••••• E••••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

T••••••• E••••••••• P••••••• L••

CRD 172559

FORT WORTH, TX

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Search this name across graphsid dfx:ria:4e85e422-f27e-2171-7ec0-d57a1508cc11

Data as of Mar 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 1
Observed: Jun 29, 2017 to Mar 25, 2024
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

T••••••• E••••••••• P••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $114M••• Locked
Discretionary RAUM: $1.5M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•••• S•••••••• I•• L•••	Other Private Fund	$2.0M	Mar 31, 2017	3	Jul 31, 2014	dropped	n/a
N•••• S•••••••• I• L•••	Other Private Fund	$1.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• P••••• M•••••••••	MANAGING MEMBER	E	yes	09/2010	Jun 29, 2017	Mar 25, 2024
H•••••••• P••••• M•••••••••	EXECUTIVE CHAIRMAN / CIO	Na	yes	05/2014	Jun 29, 2017	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$114M	$91.0M	25.7%	$222M	-19.8%	9	9	0	0

Relationships

Controls (3)

← H•••••••• P••••• M•••••••••OwnerMANAGING MEMBER, ownership code E, individual
Jun 29, 2017 to presentfactForm ADV
← S••••••• J••• C••••••• B••••OwnerCEO, ownership code D, individual
Jun 29, 2017 to presentfactForm ADV
← P••••• F•••••••• G•••• L••OwnerMEMBER, ownership code D, domestic entity
Jun 29, 2017 to presentfactForm ADV

Advises (2)

→ N•••• S•••••••• I• L•••Private fundOther Private Fund, ERA, no longer reported

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
••• Locked
Form ADVobserved 8 days ago
$114M
Occurred
Jun 1, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-166M
Occurred
Mar 27, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-138M
Occurred
Jun 29, 2017
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e85e422-f27e-2171-7ec0-d57a1508cc11
First observed: Jun 29, 2017
Last observed: Mar 25, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.