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T••••••• E••••••••• P••••••• L••

Former SEC-registered adviserFormer SEC adviser· Fort Worth, Texas

Former SEC-registered adviser, based in Fort Worth, Texas, reporting $114M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$114M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+26%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 172559 · SEC 801-110939 · 12 filingsShow
CRD 172559SEC 801-110939First filing on the tape Jun 29, 2017, latest Mar 25, 2024SEC status approved since Aug 1, 2017IAPD
RAUM
$114M
reported, Item 5.F
Discretionary
1.3%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$114M as of Mar 25, 2024
Mar 30, 2018$700M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2024
Mar 30, 20180 then
Employees (5.A)9 as of Mar 25, 2024
Mar 30, 201815 then
Private funds: no history
RAUM +26% over the last fiscal year-20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$19.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
1.3%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.5M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N•••• S•••••••• I•• L•••no longer reportedOther Private Fund$2.0M3Jul 31, 2014
      N•••• S•••••••• I• L•••no longer reportedOther Private Fund$1.0M3Jul 31, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••••• P••••• M••••••••• · Executive Chairman / Ciocontrol
        since 05/2014 · owns less than 5%
      • S••••••• J••• C••••••• B•••• · Ceocontrol
        since 05/2014 · owns 50% to 75%
      • H•••••••• P••••• M••••••••• · Managing Membercontrol
        since 09/2010 · owns 75% or more of P••••• F•••••••• G••••, LLC
      Entity owners
      • P••••• F•••••••• G•••• L•• · Member
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • T•• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $910,000 to $1.5M
        Apr 17, 2023 to Mar 25, 2024
      • Non-discretionary RAUM · $90.1M to $113M
        Apr 17, 2023 to Mar 25, 2024
      • Pooled vehicle RAUM · $910,000 to $1.5M
        Apr 17, 2023 to Mar 25, 2024
      • RAUM · $91.0M to $114M
        Apr 17, 2023 to Mar 25, 2024
      • Assets in custody · 5000.0 to unset
        Jan 30, 2023 to Apr 17, 2023
      • Custody of client assets · true to false
        Jan 30, 2023 to Apr 17, 2023
      • Discretionary RAUM · $1.7M to $910,000
        Jan 30, 2023 to Apr 17, 2023
      • Non-discretionary RAUM · $96.2M to $90.1M
        Jan 30, 2023 to Apr 17, 2023
      • Pooled vehicle RAUM · $1.7M to $910,000
        Jan 30, 2023 to Apr 17, 2023
      • RAUM · $97.9M to $91.0M
        Jan 30, 2023 to Apr 17, 2023
      • HQ city · DALLAS to FORT WORTH
        Apr 4, 2022 to Jan 30, 2023
      • Accounts · 8 to 6
        Aug 4, 2021 to Apr 4, 2022
      • Employees · 12 to 9
        Aug 4, 2021 to Apr 4, 2022
      • Other offices · 1 to 0
        Aug 4, 2021 to Apr 4, 2022
      • Discretionary RAUM · $1.5M to $1.7M
        Aug 4, 2021 to Apr 4, 2022
      • Non-discretionary RAUM · $130M to $96.2M
        Aug 4, 2021 to Apr 4, 2022
      • Pooled vehicle RAUM · $1.5M to $1.7M
        Aug 4, 2021 to Apr 4, 2022
      • RAUM · $131M to $97.9M
        Aug 4, 2021 to Apr 4, 2022
      • Discretionary RAUM · $2.5M to $1.5M
        Mar 30, 2021 to Aug 4, 2021
      • Non-discretionary RAUM · $220M to $130M
        Mar 30, 2021 to Aug 4, 2021
      • Pooled vehicle RAUM · $2.5M to $1.5M
        Mar 30, 2021 to Aug 4, 2021
      • RAUM · $222M to $131M
        Mar 30, 2021 to Aug 4, 2021
      • Employees · 13 to 12
        Jun 1, 2020 to Mar 30, 2021
      • Discretionary RAUM · $4.1M to $2.5M
        Mar 27, 2020 to Jun 1, 2020
      • Non-discretionary RAUM · $384M to $220M
        Mar 27, 2020 to Jun 1, 2020
      • Pooled vehicle RAUM · $4.1M to $2.5M
        Mar 27, 2020 to Jun 1, 2020
      • RAUM · $388M to $222M
        Mar 27, 2020 to Jun 1, 2020
      • Advisory employees · 5 to 3
        Mar 30, 2019 to Mar 27, 2020
      • Employees · 16 to 13
        Mar 30, 2019 to Mar 27, 2020
      • Discretionary RAUM · $5.3M to $4.1M
        Mar 30, 2019 to Mar 27, 2020
      • Non-discretionary RAUM · $521M to $384M
        Mar 30, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $5.3M to $4.1M
        Mar 30, 2019 to Mar 27, 2020
      • RAUM · $526M to $388M
        Mar 30, 2019 to Mar 27, 2020
      • Accounts · 6 to 8
        May 4, 2018 to Mar 30, 2019
      • Advisory activities · 1 to 2
        May 4, 2018 to Mar 30, 2019
      • Pooled vehicle clients · 2 to 3
        May 4, 2018 to Mar 30, 2019
      • Assets in custody · $0 to $5,000
        May 4, 2018 to Mar 30, 2019
      • Employees · 15 to 16
        May 4, 2018 to Mar 30, 2019
      • Discretionary RAUM · $7.0M to $5.3M
        May 4, 2018 to Mar 30, 2019
      • Non-discretionary RAUM · $693M to $521M
        May 4, 2018 to Mar 30, 2019
      Signals
      4 dated events
      • ••• Locked
        Mar 6, 2025 · Left the SEC roster · derived
      • ••• Locked
        Jun 1, 2020 · RAUM change · derived
      • ••• Locked
        Mar 27, 2020 · RAUM change · derived
      • ••• Locked
        Jun 29, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026