DFX Intelligence

J•••• R• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J•••• R• R••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Minneapolis, MN | Mounds View, MN

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Search this name across graphsid dfx:ria:4e8739b4-f62c-0bbe-2b57-a36f4a186998

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 17, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 8, 2014	n/a	yes	Minneapolis, MN\|Mounds View, MN	Current employment
T•• M••••• F••• S••••	Former SEC adviser	Oct 1, 2013	Dec 9, 2013	no	WOODBURY, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• M••••• F••• S••••	A••••••••• F•••••••• S•••••••• L••	Dec 9, 2013	Aug 8, 2014	242	Firm change	Other

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 8, 2014 to presentfactForm ADV
→ T•• M••••• F••• S••••Registered adviserregistration: previous registration
Oct 1, 2013 to Dec 9, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e8739b4-f62c-0bbe-2b57-a36f4a186998
First observed: Oct 1, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.