DFX Intelligence

T•• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 1b 10b

T•• A•••• M••••••••• L••

CRD 146981

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Dec 22, 2017 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 0
On other graphs: 2
Observed: Nov 17, 2011 to Dec 22, 2017
45 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•• A•••• M••••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Private Creditidentity

T•• A•••• M••••••••• L••

Private credit manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.2B••• Locked
Discretionary RAUM: $2.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• E••••• E••••• O••••••••• F•••• L•	Hedge Fund	$219M	Dec 22, 2017	78	Mar 29, 2012	reported	021-161563
T•• E••••• C••••• O••••••••• F••• L•	Hedge Fund	$81.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• T••••• F••••	CO-HEAD OF ASSET MANAGEMENT AND AUTHORIZED PERSON	Na	yes	12/2016	Mar 31, 2017	Dec 22, 2017
H•••• A••••• F••••••••	CO-HEAD OF ASSET MANAGEMENT AND AUTHORIZED PERSON	Na	yes	12/2016	Mar 31, 2017	Dec 22, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• A•••• M••••••••• L••	n/a	Former SEC adviser	$2.2B	Y	yes	n/a
P•••••• W••••••• P••••••• C•••••• M••••••••• L•	n/a	Asset manager	$238M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$2.2B	$1.6B	40.5%	$484M	65.6%	12	27	1	n/a

Relationships

Affiliated with (2)

→ P•••••• W••••••• P••••••• C•••••• M••••••••• L•Registered adviserother investment adviser, common control
factForm ADV
→ T•• A•••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV

Advises (14)

→ T•• M•••••••• O••••••••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2016 to presentfactForm ADV
→

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 17, 2011
Last observed: Dec 22, 2017 106 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• E••••• C••••• O••••••••• M••••• F••• L•	Hedge Fund	$0	Dec 14, 2016	0	Feb 3, 2015	reported	n/a
T•• E••••• E••••• O••••••• F•••• L•	Hedge Fund	$0	Mar 28, 2013	0	Mar 29, 2012	dropped	n/a
T•• E••••• E••••• P••••••• F•••• L•	Hedge Fund	$0	Jul 29, 2013	18	Mar 29, 2012	dropped	021-156264
T•• E••••• E••••• M••••• F•••• L•	Hedge Fund	$0	Jul 29, 2013	0	Mar 29, 2012	dropped	n/a

All 14 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•• G•••• G• L••	GENERAL PARTNER	F	yes	10/2006	Dec 14, 2016	Dec 22, 2017
P•• H••••••• L•	LIMITED PARTNER	E	yes	09/2016	Dec 14, 2016	Dec 22, 2017
P•• P••••••••• P••••••• L•	LIMITED PARTNER	E	yes	09/2016	Dec 14, 2016	Dec 22, 2017
S••••••••• V•••••••	GENERAL COUNSEL AND AUTHORIZED PERSON	Na	yes	12/2016	Mar 31, 2017	Dec 22, 2017

All 18 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• E••••• I••••••••• F••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
T•• M•••••••• O••••••••• F••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
T•• M•• F••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
T•• P••••••• G•• L•	n/a	n/a	n/a	N	yes	n/a
T•• P••••••• I• G•• L•	n/a	n/a	n/a	N	yes	n/a
T•••• P•••••••• H••• • C• A••••••• L•	n/a	n/a	n/a	N	yes	n/a
T••••• P••••••••• H••• • C•• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a
T••••• P••••••••• H••• • C•• S••••••••• I•••	n/a	n/a	n/a	N	yes	n/a