DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
LEESBURG, VA | COLLEGE PARK, MD | WHEATON, MD | GREENBELT, MD | WASHINGTON, DC | ANNANDALE, VA | ROCKVILLE, MD | SILVER SPRING, MD | LARGO, MD | BOWIE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 9, 2021 | n/a | yes | ANNANDALE, VA|SILVER SPRING, MD|WASHINGTON, DC|LEESBURG, VA|WHEATON, MD|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|BOWIE, MD|LARGO, MD|GREENBELT, MD|COLLEGE PARK, MD|ROCKVILLE, MD | Current employment |
| M&T SECURITIES, INC. | n/a | May 1, 2019 | Jun 9, 2021 | no | WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|Leesburg, VA|WHEATON, MD|WASHINGTON, DC|BALTIMORE, MD|POTOMAC, MD|ROCKVILLE, MD | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Jan 18, 2018 | Jan 26, 2018 | no | Alexandria, VA|WHEATON, IL | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 12, 2017 | Feb 6, 2018 | no | Alexandria, VA | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Aug 18, 2016 | Sep 13, 2017 | no | WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|BETHESDA, MD | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 17, 2014 | Dec 31, 2016 | no | WASHINGTON, DC|BETHESDA, MD|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Jun 19, 2008 | Jan 20, 2014 | no | Rockville, MD|Odenton, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M&T SECURITIES, INC. | LPL FINANCIAL LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Bulk transfer | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | BROOKSTONE CAPITAL MANAGEMENT LLC | Feb 6, 2018 | Jan 18, 2018 | -19 | Firm change | Other |
| BROOKSTONE CAPITAL MANAGEMENT LLC | M&T SECURITIES, INC. | Jan 26, 2018 | May 1, 2019 | 460 | Firm change after gap | Other |
| TRUIST ADVISORY SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 13, 2017 | Dec 12, 2017 | 90 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Aug 18, 2016 | -135 | Bulk transfer | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jan 20, 2014 | Jan 17, 2014 | -3 | Firm change | Other |