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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Brent Cowin

Advisor at J.P. MORGAN SECURITIES LLC

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:4e8f4349-c715-9ae4-54ab-ab523cf90e0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 18, 1997
First registration: Apr 11, 2002
Dual registered: yes, broker-dealer
Other names: BRENT E COWIN|BRENT ELVANCE COWIN
IAPD individual key: 2973941

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 23, 2019	n/a	yes	LAS VEGAS, NV	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 11, 2015	Aug 13, 2019	no	Las Vegas, NV	Previous registration
TRICOR ADVISORY SERVICES, LLC	Former SEC adviser	Jan 3, 2012	Dec 11, 2015	no	LAS VEGAS, NV	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 11, 2004	Dec 31, 2011	no	LAS VEGAS, NV\|NORTH LAS VEGAS, NV\|N. LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 11, 2002	Oct 14, 2004	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	J.P. MORGAN SECURITIES LLC	Aug 13, 2019	Sep 23, 2019	41	Firm change	Ibd to wirehouse
TRICOR ADVISORY SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 11, 2015	Dec 11, 2015	0	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	TRICOR ADVISORY SERVICES, LLC	Dec 31, 2011	Jan 3, 2012	3	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	COMMONWEALTH FINANCIAL NETWORK	Oct 14, 2004	Oct 11, 2004	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141775:134139:NV:2015-12-07	Dec 11, 2015	Dec 11, 2015	LAS VEGAS, NV	Firm change

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 23, 2019 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Dec 11, 2015 to Aug 13, 2019factForm ADV
→ TRICOR ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 3, 2012 to Dec 11, 2015factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 11, 2004 to Dec 31, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 11, 2002 to Oct 14, 2004factForm ADV

Dated events

No dated event names this entity yet.