DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brent Cowin
Feed of 09/14/2026
Also filed as Brent E Cowin
At current firm
6 y
since Sep 23, 2019
In the industry
28 y
since Dec 18, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Sep 23, 2019 · Las Vegas, Nv
- Cambridge Investment Research Advisors, Inc. BD affiliatedDec 11, 2015 to Aug 13, 2019 · Las Vegas, Nv
- Tricor Advisory Services, LLC formerJan 3, 2012 to Dec 11, 2015 · Las Vegas, Nv
- Commonwealth Financial Network national BDOct 11, 2004 to Dec 31, 2011 · Las Vegas, Nv
- Banc Of America Investment Services, Inc. unclassifiedApr 11, 2002 to Oct 14, 2004 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to J.P. Morgan Securities LLCleft Aug 13, 2019, registered Sep 23, 2019 (41 days) · Affiliated broker-dealer or bank to wirehouse
- Tricor Advisory Services, LLC to Cambridge Investment Research Advisors, Inc.left Dec 11, 2015, registered Dec 11, 2015 (0 days) · Other · moved with a team
- Commonwealth Financial Network to Tricor Advisory Services, LLCleft Dec 31, 2011, registered Jan 3, 2012 (3 days) · Other
- Banc Of America Investment Services, Inc. to Commonwealth Financial Networkleft Oct 14, 2004, registered Oct 11, 2004 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address