DFX Intelligence

S•••••• L••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

S•••••• L••• G••••••••

Advisor at B•••••• P•••• C••••••

RICHFIELD, MN | Village of Golf, FL

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Search this name across graphsid dfx:ria:4e91d606-ed5d-28c2-0144-e1c432e97290

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• P•••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• P•••• C••••••	Independent wealth	Apr 15, 2025	n/a	yes	RICHFIELD, MN\|Village of Golf, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 22, 2006	May 9, 2007	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•••••• P•••• C••••••	May 9, 2007	Apr 15, 2025	6,551	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ B•••••• P•••• C••••••Registered adviserregistration: current employment
Apr 15, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 22, 2006 to May 9, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e91d606-ed5d-28c2-0144-e1c432e97290
First observed: Sep 22, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.