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Advisor at JANNEY MONTGOMERY SCOTT LLC
Glastonbury, CT | West Hartford, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Aug 31, 2017 | n/a | yes | Glastonbury, CT|West Hartford, CT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 28, 2008 | Sep 1, 2017 | no | HARTFORD, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 24, 1998 | Dec 8, 2008 | no | HARTFORD, CT|HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | JANNEY MONTGOMERY SCOTT LLC | Sep 1, 2017 | Aug 31, 2017 | -1 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 8, 2008 | Nov 28, 2008 | -10 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:463:CT:2017-09-01 | Sep 1, 2017 | Aug 31, 2017 | HARTFORD, CT | Firm change |