DFX Intelligence

D••••• C••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

D••••• C••• W•••••

Advisor at E• W••••• A•••••••

Brighton, MI | TORRANCE, CA

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Search this name across graphsid dfx:ria:4eb3272f-d0b9-2787-f5af-11a7f3abd07d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Jan 16, 2025	n/a	yes	TORRANCE, CA\|Brighton, MI	Current employment
E•••••••• W••••• M••••••••• L••	Former SEC adviser	Jun 22, 2011	Jan 21, 2025	no	BRIGHTON, MI\|Jackson, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• W••••• M••••••••• L••	E• W••••• A•••••••	Jan 21, 2025	Jan 16, 2025	-5	Firm change	RIA to RIA
I••••• F•••••••• C•••••••••	E•••••••• W••••• M••••••••• L••	Jun 2, 2017	Jun 22, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
140736:111147:MI:2025-01-21	Jan 21, 2025	Jan 16, 2025	JACKSON, MI	Firm change
12984:140736:MI:2017-06-02	Jun 2, 2017	Jun 22, 2011	JACKSON, MI	Firm change after gap

Relationships

Registered with (5)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ E•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 22, 2011 to Jan 21, 2025factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
May 24, 2011 to Jun 2, 2017factForm ADV
→ H•••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4eb3272f-d0b9-2787-f5af-11a7f3abd07d
First observed: Feb 25, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.