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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 12, 2026 | n/a | yes | PASADENA, CA|ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 12, 2026 | n/a | yes | PASADENA, CA|ST. LOUIS, MO | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 27, 2024 | May 29, 2026 | no | Irvine, CA|NEW YORK, NY|Irvine, CA|New York, NY|Seal Beach, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Jan 25, 2002 | Feb 2, 2005 | no | NAPA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | May 29, 2026 | Jun 12, 2026 | 14 | Firm change | Wirehouse to wirehouse |
| WADDELL & REED | J.P. MORGAN SECURITIES LLC | Feb 2, 2005 | Aug 27, 2024 | 7,146 | Firm change after gap | Other |