DFX Intelligence

A••• C••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

A••• C••••• S••••••

Advisor at S•••••• I••••••••• C••••••

LEXINGTON, MA

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Search this name across graphsid dfx:ria:4eb70f0b-7591-aef2-7a92-f1d0a6706406

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• I••••••••• C••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jun 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 31derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• C••••••	Former SEC adviser	Aug 27, 1995	n/a	yes	LEXINGTON, MA	Current employment
P•••••• • W••••• M••••••••• A•••••••	Independent wealth	Nov 23, 2021	May 26, 2022	no	Lexington, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• • W••••• M••••••••• A•••••••	n/a	May 26, 2022	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ S•••••• I••••••••• C••••••Registered adviserregistration: current employment
Aug 27, 1995 to presentfactForm ADV
→ P•••••• • W••••• M••••••••• A•••••••Registered adviserregistration: previous registration
Nov 23, 2021 to May 26, 2022factForm ADV

Dated events

Occurred
May 26, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4eb70f0b-7591-aef2-7a92-f1d0a6706406
First observed: Nov 23, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.