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Advisor at LPL FINANCIAL LLC
FORT MILL, SC | Hillsdale, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 19, 2021 | n/a | yes | Hillsdale, NJ|FORT MILL, SC | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 15, 2014 | Apr 19, 2021 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Dec 17, 2003 | Aug 29, 2014 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | LPL FINANCIAL LLC | Apr 19, 2021 | Apr 19, 2021 | 0 | Firm change | Wirehouse to ibd |
| CREDIT SUISSE SECURITIES (USA) LLC | UBS FINANCIAL SERVICES INC. | Aug 29, 2014 | Aug 15, 2014 | -14 | Firm change | Other |