This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 14, 1985earliest registration or exam on IAPD

Years in industry

40derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66|S65

First exam

Oct 14, 1985

First registration

Feb 15, 2001

Dual registered

yes, broker-dealer

Other names

James Thomas McHale|James Thomas McHale|James Thomas McHale|James Thomas Mc Hale

IAPD individual key

1397676

• Occurred

  Aug 19, 2024
  Advisor changed firm

  James Thomas Mchale left Edward Jones for Ameriprise Financial Services, Llc (registered 2024-08-19)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4ec7c633-580d-a20f-7ac5-b6e057276056

First observed

Feb 15, 2001

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.