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Advisor at SAVANT WEALTH MANAGEMENT
Huntersville, NC | ROCKFORD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAVANT WEALTH MANAGEMENT | Independent wealth | Apr 3, 2026 | n/a | yes | ROCKFORD, IL|Huntersville, NC | Current employment |
| EXENCIAL WEALTH ADVISORS | Former SEC adviser | Jan 11, 2021 | Apr 29, 2026 | no | Brooklyn, NY|OKLAHOMA CITY, OK | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Aug 6, 2018 | Dec 10, 2018 | no | Jersey City, NJ | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Aug 6, 2018 | Jan 6, 2021 | no | Jersey City, NJ|SAN DIEGO, CA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 7, 2017 | Jul 6, 2018 | no | NEW YORK, NY | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Oct 11, 2017 | Dec 6, 2017 | no | BROOKLYN, NY|ASTORIA, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|NEW YORK, NY | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Apr 1, 2014 | Oct 10, 2017 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EXENCIAL WEALTH ADVISORS | SAVANT WEALTH MANAGEMENT | Apr 29, 2026 | Apr 3, 2026 | -26 | Bulk transfer | RIA to RIA |
| TD AMERITRADE, INC. | EXENCIAL WEALTH ADVISORS | Jan 6, 2021 | Jan 11, 2021 | 5 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Dec 10, 2018 | Aug 6, 2018 | -126 | Bulk transfer | Other |
| CETERA INVESTMENT ADVISERS LLC | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jul 6, 2018 | Aug 6, 2018 | 31 | Firm change | Ibd to RIA |
| INVEST FINANCIAL CORPORATION | CETERA INVESTMENT ADVISERS LLC | Dec 6, 2017 | Dec 7, 2017 | 1 | Firm change | Other |
| STRATEGIC ADVISERS LLC | INVEST FINANCIAL CORPORATION | Oct 10, 2017 | Oct 11, 2017 | 1 | Firm change | Other |