DFX Intelligence

H••••• A••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

H••••• A••••• W••••••••

Advisor at M••••• S••••••

MOBILE, AL

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Search this name across graphsid dfx:ria:4ecb53c7-4e09-bf79-9805-645de24f2d56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 17, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 1, 2024	n/a	yes	MOBILE, AL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 9, 2022	Nov 5, 2024	no	MOBILE, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Nov 5, 2024	Nov 1, 2024	-4	Firm change	Wirehouse to wirehouse
S•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 6, 2022	May 9, 2022

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 9, 2022 to Nov 5, 2024factForm ADV
→ S•••••••Registered adviserregistration: previous registration
Nov 17, 2020 to May 6, 2022factForm ADV

Dated events

Occurred
Nov 5, 2024
Advisor changed firm
H••••• A••••• W•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2024-11-01)
Form ADVobserved 7 days ago
Occurred
May 6, 2022
Advisor changed firm
H••••• A••••• W•••••••• left Stephens for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-05-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ecb53c7-4e09-bf79-9805-645de24f2d56
First observed: Nov 17, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.