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W••• H•••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

W••• H•••••• C••••••

W••• H•••••• C••••••, LLC, CRD 337734

PRINCETON, NJ

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Search this name across graphsid dfx:ria:4ecb94a8-f6d4-3921-ef65-8f2750fd41c8

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2025 to Feb 18, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $283M••• Locked
Discretionary RAUM: $283M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• F•••••• M••••••	CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, MANAGING PRINCIPAL	Na	yes	03/2025	Feb 18, 2026	Feb 18, 2026
M••••••• P•••••• S••••••••	CHIEF OPERATIONAL OFFICER	Na	yes	12/2025	Feb 18, 2026	Feb 18, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026	$283M	$283M	4	1	0	1	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$283M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Controls (3)

← M••••••• P•••••• S••••••••OwnerCHIEF OPERATIONAL OFFICER, ownership code NA, individual
Feb 18, 2026 to presentfactForm ADV
← W••••••••• A••••OwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 18, 2026 to presentfactForm ADV
← K••••• F•••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, MANAGING PRINCIPAL, ownership code NA, individual
Feb 18, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ecb94a8-f6d4-3921-ef65-8f2750fd41c8
First observed: Sep 29, 2025
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.