DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• H•••••• C••••••
Legal name W••• H•••••• C••••••• L••
Latest filing Feb 18, 2026
First filing on the tape Sep 29, 2025 · 3 filings
SEC status approved since Nov 14, 2025
RAUM
$283M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$283M as of Feb 18, 2026
Sep 29, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 18, 2026
Sep 29, 20250 then
Employees (5.A)4 as of Feb 18, 2026
Sep 29, 20253 then
Private funds: 1
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $94.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $283M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$283M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $283M for 3 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• F•••••• M•••••• · Chief Compliance Officer, Chief Investment Officer, Chief Executive Officer, Managing Principalcontrolsince 03/2025 · owns less than 5%
- M••••••• P•••••• S•••••••• · Chief Operational Officercontrolsince 12/2025 · owns less than 5%
Entity owners
- W••••••••• A•••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Feb 18, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-12-15, yes on the filing of 2026-02-18peers: asset managers, $100M to $500M (1,568)
- custody status changedChange between filings · filing Feb 18, 2026custody of client assets (Item 9.A): no on the filing of 2025-12-15, yes on the filing of 2026-02-18peers: asset managers, $100M to $500M (1,568)
- business activity changedChange between filings · filing Feb 18, 2026advises private funds (Item 7.B): no on the filing of 2025-12-15, yes on the filing of 2026-02-18peers: asset managers, $100M to $500M (1,568)
- compensation changedChange between filings · filing Feb 18, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2025-12-15, no on the filing of 2026-02-18peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Accounts · 0 to 3Dec 15, 2025 to Feb 18, 2026
- Pooled vehicle clients · unset to 3.0Dec 15, 2025 to Feb 18, 2026
- Assets in custody · unset to 282757021.0Dec 15, 2025 to Feb 18, 2026
- Custody of client assets · false to trueDec 15, 2025 to Feb 18, 2026
- Employees · 3 to 4Dec 15, 2025 to Feb 18, 2026
- HQ city · to PRINCETONDec 15, 2025 to Feb 18, 2026
- HQ state · to NJDec 15, 2025 to Feb 18, 2026
- Private funds · unset to 1Dec 15, 2025 to Feb 18, 2026
- Discretionary RAUM · $0 to $283MDec 15, 2025 to Feb 18, 2026
- Pooled vehicle RAUM · unset to 282757021.0Dec 15, 2025 to Feb 18, 2026
- RAUM · $0 to $283MDec 15, 2025 to Feb 18, 2026
- Related bank · false to trueDec 15, 2025 to Feb 18, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- west-horizon.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 640-203-4660reportedpublic record, Form ADV, Feb 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026