DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L••••• P•••••• W••••• M•••••••••
ELLENSBURG, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••• P•••••• W••••• M••••••••• | State registered | Apr 7, 2023 | n/a | yes | ELLENSBURG, WA|ELLENSBURG, WA | Current employment |
| F•••••••• A•••••••• I••••••••• M••••••••• | Former SEC adviser | Sep 25, 2020 | Apr 25, 2023 | no | Ellensburg, WA|OLYMPIA, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A•••••••• I••••••••• M••••••••• | L••••• P•••••• W••••• M••••••••• | Apr 25, 2023 | Apr 7, 2023 | -18 | Firm change | RIA to state RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | F•••••••• A•••••••• I••••••••• M••••••••• | Jan 23, 2008 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 20, 2006 | Jan 23, 2008 | no | SEATTLE, WA | Previous registration |
| M••••• S•••••• D• I••• | n/a | May 12, 2005 | Oct 23, 2006 | no | BELLEVUE, WA|BELLEVUE, WA | Previous registration |
| 4,629 |
| Firm change after gap |
| Wirehouse to RIA |
| M••••• S•••••• D• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2006 | Oct 20, 2006 | -3 | Firm change | Other |