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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

AMY COLLIER GARRISON

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Spartanburg, SC | Simpsonville, SC | Greer, SC

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Search this name across graphsid dfx:ria:4ecfd392-2fbf-ba87-1187-afd7cdabb44d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 21, 2002
First registration: Jul 12, 2005
Dual registered: yes, broker-dealer
Other names: AMY COLLIER|AMY D COLLIER|AMY DIANE COLLIER|AMY DIANE GARRISON|Amy Garrison
IAPD individual key: 2995173

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 29, 2014	n/a	yes	Greer, SC\|Spartanburg, SC\|Simpsonville, SC	Current employment
NFP ADVISOR SERVICES, LLC	Former SEC adviser	May 2, 2012	Oct 1, 2014	no	CHARLOTTE, NC\|GREENVILLE, SC	Previous registration
FINTRUST INVESTMENT ADVISORY SERVICES, LLC	Former SEC adviser	Apr 7, 2009	May 31, 2012	no	GREENVILLE, SC	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Feb 5, 2008	Mar 7, 2008	no	GREENVILLE, SC	Previous registration
WADDELL & REED	Former SEC adviser	Jul 12, 2005	Jan 9, 2008	no	COLUMBIA, SC\|GREENVILLE, SC\|COLUMBIA, SC\|CHARLOTTE, NC\|GREENVILLE, SC\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NFP ADVISOR SERVICES, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 1, 2014	Sep 29, 2014	-2	Firm change	Other
FINTRUST INVESTMENT ADVISORY SERVICES, LLC	NFP ADVISOR SERVICES, LLC	May 31, 2012	May 2, 2012	-29	Firm change	Other
OSAIC WEALTH, INC.	FINTRUST INVESTMENT ADVISORY SERVICES, LLC	Mar 7, 2008	Apr 7, 2009	396	Firm change	Other
WADDELL & REED	OSAIC WEALTH, INC.	Jan 9, 2008	Feb 5, 2008	27	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Sep 29, 2014 to presentfactForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
May 2, 2012 to Oct 1, 2014factForm ADV
→ FINTRUST INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 7, 2009 to May 31, 2012factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Feb 5, 2008 to Mar 7, 2008factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 12, 2005 to Jan 9, 2008factForm ADV

Dated events

No dated event names this entity yet.