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RIA / WealthAdvisor28 years in industry

NATHAN RICHARDSON ALLEN

Advisor at WMS PARTNERS, LLC

Towson, MD | ATLANTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 1
Observed: Jan 29, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Nathan Richardson Allen

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WMS PARTNERS, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S66|S63
First exam: Feb 11, 1998
First registration: Jan 29, 2003
Dual registered: no
Other names: NATHAN RICHARDSON ALLEN|NATE ALLEN
IAPD individual key: 2392046

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WMS PARTNERS, LLC	Former SEC adviser	Aug 4, 2025	n/a	yes	Towson, MD	Current employment
HB WEALTH	Independent wealth	Jan 29, 2025	n/a	yes	ATLANTA, GA\|Towson, MD	Current employment
WMS PARTNERS, LLC	Former SEC adviser	Nov 13, 2018	Jun 27, 2025	no	TOWSON, MD	Previous registration
WARISAN CAPITAL MANAGEMENT	n/a	Jun 6, 2017	Jul 16, 2018	no	STAMFORD, CT	Previous registration
A.L. STUART INVESTMENTS, LLC	Former SEC adviser	Aug 10, 2012	Jun 8, 2017	no	GREENWICH, CT	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Aug 31, 2006	Aug 21, 2012	no	GREENWICH, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 29, 2003	Sep 12, 2006	no	STAMFORD, CT\|STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WMS PARTNERS, LLC	HB WEALTH	Jun 27, 2025	Jan 29, 2025	-149	Firm change after gap	Other
WARISAN CAPITAL MANAGEMENT	WMS PARTNERS, LLC	Jul 16, 2018	Nov 13, 2018	120	Firm change	Other
A.L. STUART INVESTMENTS, LLC	WARISAN CAPITAL MANAGEMENT	Jun 8, 2017	Jun 6, 2017	-2	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	A.L. STUART INVESTMENTS, LLC	Aug 21, 2012	Aug 10, 2012	-11	Firm change	Other
UBS FINANCIAL SERVICES INC.	DEUTSCHE BANK SECURITIES INC.	Sep 12, 2006	Aug 31, 2006	-12	Firm change	Other

Relationships

Registered with (6)

→ WMS PARTNERS, LLCRegistered adviserregistration: previous registration
Nov 13, 2018 to Jun 27, 2025factForm ADV
→ HB WEALTHRegistered adviserregistration: current employment
Jan 29, 2025 to presentfactForm ADV
→ WARISAN CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jun 6, 2017 to Jul 16, 2018factForm ADV
→ A.L. STUART INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 10, 2012 to Jun 8, 2017factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Aug 31, 2006 to Aug 21, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 29, 2003 to Sep 12, 2006factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor owns new adviser
Nathan Richardson Allen, registered through Wms Partners, LLC (Atlanta, GA), is a direct owner of Summation Capital Management, L.P., an adviser first registered 2026-03-04; in 2023-2025, 148 of 187 such owners registered at this class of firm moved to the new adviser within a year, median 88 days after the filing
Form ADVobserved 5 days ago
Occurred
Jun 27, 2025
Advisor changed firm
Nathan Richardson Allen left Wms Partners, Llc for Hb Wealth (registered 2025-01-29)
Form ADVobserved 6 days ago