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CRD 109971
TOWSON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B•••• M•••••• L•••• | Chartered Financial Analyst | ATLANTA, GA | Towson, MD | Columbia, MD | 1 | 22 | 2 | no |
| N••••• R••••••••• A•••• | n/a | Towson, MD | ATLANTA, GA | 1 | 28 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| W•• P•••••• I••••• F••• I•• L•• | Private Equity Fund | $29.7M | Apr 30, 2024 | 100 | Mar 11, 2019 | reported | 021-330961 |
| W•• P•••••• I••••• F••• I• L•• | Private Equity Fund | $19.6M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••• L••••• M••• | CHIEF OPERATING OFFICER | Na | yes | 12/2021 | Feb 25, 2020 | Apr 30, 2024 |
| C••••• T••••••• W•••••• | CHAIRMAN, MEMBER OF BOARD | Na | yes | 07/1992 | Nov 16, 2011 | Apr 30, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Columbia | Md | United States | 9 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 38 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $9.3M | $5.7B | -99.8% | $5.7B | -88.2% | 0 | 79 | 0 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| H• W••••• | 35 | Jan 30, 2025 | Feb 16, 2026 | TOWSON, MD | Firm absorbed | RIA to RIA | 94.6% |
| B••••••••• P••••••• | 2 | Nov 26, 2019 | Nov 12, 2019 |
| no |
| 99 |
| Jan 19, 2017 |
| reported |
| 021-273643 |
| W•• P•••••• I••••• F••• I••• L•• | Private Equity Fund | $18.9M | Apr 30, 2024 | 100 | Oct 14, 2021 | reported | 021-427677 |
| W•• C•••••••• F•••• L•• | Other Private Fund | $17.8M | Dec 3, 2012 | 5 | Mar 30, 2012 | dropped | 021-127117 |
| W•• P•••••• E••••• F••• I• L•• | Private Equity Fund | $12.1M | Apr 30, 2024 | 93 | Mar 30, 2023 | reported | 021-483092 |
| W•• D•••••• F••• L•• | Other Private Fund | $6.0M | Nov 18, 2013 | 18 | Dec 3, 2012 | dropped | 021-183116 |
| W•• R••• E••••• O••••••••• F•••• L•• | Real Estate Fund | $4.3M | Apr 30, 2024 | 26 | Mar 30, 2012 | reported | 021-70595 |
| W•• A•••••••• F•••• L•• T•••••• 1• | Other Private Fund | $2.9M | Dec 2, 2015 | 39 | Oct 1, 2013 | dropped | 021-203627 |
| W•• V•••••• F••• L•• | Other Private Fund | $2.4M | Nov 18, 2013 | 3 | Jul 10, 2012 | dropped | 021-179487 |
| W•• I••••• O••••••••• F•••• L•• | Other Private Fund | $2.4M | Apr 30, 2024 | 2 | Mar 30, 2012 | reported | n/a |
| W•• W••••••••• F•••• L•• | Other Private Fund | $2.3M | Apr 30, 2024 | 32 | Mar 30, 2012 | reported | n/a |
| W•• I••••• O••••••••• F••• B• L•• | Other Private Fund | $1.6M | Apr 30, 2024 | 14 | Mar 30, 2012 | reported | 021-73631 |
| W•• I••••• O••••••••• F••• A• L•• | Other Private Fund | $913,826 | Apr 30, 2024 | 34 | Mar 30, 2012 | reported | 021-73236 |
| W•• V•••••• P•••••••• L•• | Private Equity Fund | $145,063 | Sep 29, 2017 | 39 | Mar 30, 2012 | dropped | n/a |
| W•• A•••••••• F•••• L•• T•••••• 2• | Other Private Fund | $67,776 | Dec 2, 2015 | 1 | Mar 28, 2014 | dropped | 021-203627 |
| W•• S••••••••• F•••• L•• • T•••••• 3• | Other Private Fund | $0 | Mar 31, 2021 | 43 | Mar 28, 2014 | dropped | 021-135282 |
| W•• F•••••••• F•••• L•• • T•••••• 3• | Other Private Fund | $0 | Mar 31, 2021 | 87 | Mar 28, 2014 | dropped | 021-135463 |
| W•• C••••••• F•••• L•• • P•••••••• 3• | Other Private Fund | $0 | Mar 31, 2021 | 46 | Mar 28, 2014 | dropped | 021-167845 |
| W•• C••••••• F•••• L•• • P•••••••• 7• | Other Private Fund | $0 | Mar 31, 2021 | 1 | Mar 30, 2017 | dropped | 021-167845 |
| W•• S••••••••• F•••• L•• • T•••••• 1• | Other Private Fund | $0 | Mar 31, 2021 | 57 | Mar 30, 2012 | dropped | 021-135282 |
| W•• C••••••• F•••• L•• • P•••••••• 2• | Other Private Fund | $0 | Mar 31, 2021 | 70 | Mar 28, 2014 | dropped | 021-167845 |
| W•• C••••••• F•••• L•• • P•••••••• 6• | Other Private Fund | $0 | Mar 31, 2021 | 4 | Mar 28, 2016 | dropped | 021-167845 |
| W•• C••••••• F•••• L•• • P•••••••• 1• | Other Private Fund | $0 | Mar 31, 2021 | 9 | Mar 30, 2012 | dropped | 021-167845 |
| W•• C••••••• F•••• L•• • P•••••••• 4• | Other Private Fund | $0 | Mar 31, 2021 | 11 | Mar 28, 2014 | dropped | 021-167845 |
| W•• C••••••• F•••• L•• • P•••••••• 5• | Other Private Fund | $0 | Mar 31, 2021 | 16 | Mar 31, 2015 | dropped | 021-167845 |
| MEMBER OF BOARD |
| Na |
| yes |
| 05/1994 |
| Nov 16, 2011 |
| Apr 30, 2024 |
| H•••• J••••••• L•••• | MEMBER OF BOARD | Na | yes | 01/2018 | Mar 29, 2019 | Apr 30, 2024 |
| L••••• B••••• M•••••• | CHIEF FINANCIAL OFFICER | Na | yes | 12/2019 | Mar 28, 2014 | Apr 30, 2024 |
| N••••••• C•••• J••••• | MEMBER OF BOARD | Na | yes | 01/2018 | Mar 28, 2016 | Apr 30, 2024 |
| R•••• J•••••• F• | CO-CHIEF INVESTMENT OFFICER | Na | yes | 01/2023 | Mar 30, 2023 | Apr 30, 2024 |
| S•••••••• P•••• A• | CO-CHIEF INVESTMENT OFFICER | Na | yes | 01/2018 | Mar 29, 2018 | Apr 30, 2024 |
| W•••••••• T•••• M•••••• | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | Na | yes | 09/2019 | Mar 11, 2019 | Apr 30, 2024 |
| W•• P••••••• H•••••••• L•• | Member | D | yes | 09/2021 | Oct 14, 2021 | Apr 30, 2024 |
| C•••••• S•••••• E••••• | Member | C | no | 09/2021 | Oct 14, 2021 | Apr 30, 2024 |
| K•••••• Y•••••• N•••••• | Member | C | no | 09/2021 | Oct 14, 2021 | Apr 30, 2024 |
| R•••••• B••••••• | Member | C | no | 09/2021 | Oct 14, 2021 | Apr 30, 2024 |
| T••• A•••• H••••••• B• L•• | Member | C | no | 09/2021 | Oct 14, 2021 | Apr 30, 2024 |
| T••• C•••••• P••••••• A••••••• L•• | Member | E | no | 09/2021 | Oct 14, 2021 | Apr 30, 2024 |
| T••• C•••••• P••••••• H•••••••• L•• | Member | E | no | 09/2021 | Oct 14, 2021 | Apr 30, 2024 |
| T••• C•••••• P•••••••• L•• | Member | E | no | 09/2021 | Oct 14, 2021 | Apr 30, 2024 |
| Apr 29, 2025 |
| $9.3M |
| $9.3M |
| 0 |
| 0 |
| 0 |
| 5 |
| n/a |
| 2023 | Mar 27, 2024 | $5.7B | $3.3B | 79 | 45 | 1 | 9 | $87.3M |
| 2022 | Mar 30, 2023 | $5.2B | $3.5B | 86 | 45 | 1 | 9 | $70.7M |
| 2021 | Mar 30, 2022 | $5.7B | $4.1B | 76 | 37 | 1 | 8 | $68.2M |
| 2020 | Mar 31, 2021 | $4.4B | $3.1B | 65 | 34 | 1 | 20 | $54.4M |
| 2019 | Mar 30, 2020 | $4.0B | $2.8B | 63 | 32 | 1 | 20 | $96.6M |
| 2018 | Mar 29, 2019 | $3.7B | $2.6B | 51 | 30 | 1 | 20 | $218M |
| 2017 | Mar 29, 2018 | $4.1B | $3.0B | 57 | 28 | 1 | 19 | $218M |
| 2016 | Mar 30, 2017 | $3.4B | $2.4B | 50 | 22 | n/a | 20 | $220M |
| 2015 | Mar 28, 2016 | $2.9B | $2.0B | 48 | 18 | n/a | 18 | $212M |
| 2014 | Mar 31, 2015 | $2.7B | $2.0B | 44 | 17 | n/a | 19 | $215M |
| 2013 | Mar 28, 2014 | $2.5B | $1.8B | 43 | 15 | n/a | 18 | $217M |
| 2012 | Apr 1, 2013 | $2.3B | $1.6B | 40 | 13 | n/a | 11 | $224M |
| 2011 | Mar 30, 2012 | $1.6B | $1.0B | n/a | n/a | n/a | 10 | $220M |
| TOWSON, MD |
| Team lift out |
| RIA to new firm |
| 11.8% |