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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

LIBERTY STREET ADVISORS, INC.

CRD 142949

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ef120ca-c9e1-b259-28b8-2b05dda79761

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Mar 28, 2012 to Mar 27, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 13
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 6
SEC number: 801-67698
CRD: 142949
Filings on the tape: 32
First filed: Mar 28, 2012
Latest filed: Mar 27, 2026
Organised: Corporation, NY
Website: libertystreetfunds.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE SPIN-OFF OPPORTUNITIES FUND, LLC	Hedge Fund	$918,471	Jul 30, 2020	10	Mar 28, 2012	dropped	021-206179

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DANIELS, SCOTT, DAVID	CHIEF FINANCIAL OFFICER, TREASURER	C	yes	12/2007	Mar 28, 2012	Mar 25, 2024
FONTANA, VICTOR, JOSEPH	President	C	yes	04/2007	Mar 28, 2012	Mar 25, 2024
HILL, RAYMOND, ALEXANDER	Shareholder	C	yes	11/2006	Mar 28, 2012	Mar 25, 2024
REICK, TIMOTHY, WILLIAM	CHIEF EXECUTIVE OFFICER	C	yes	11/2006	Mar 28, 2012	Mar 25, 2024
FONTANA, VICTOR, J	SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER	Na	no	07/2020	Jul 30, 2020	Mar 25, 2024
NOWACK, ANDREW, PETER	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	Na	no	01/2008	Mar 28, 2012	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PEARL LANE ADVISORS, LLC	n/a	Asset manager	$78.2M	N	yes	n/a
HRC FUND ASSOCIATES, LLC	n/a	n/a	n/a	N	yes	n/a
MSRH, LLC	n/a	n/a	n/a	N	yes	n/a
PRIVATE SHARES OPPORTUNITY SM, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Burlingame	CA	United States	6	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.9B	$1.9B	19	13	1	n/a	n/a
2024	Mar 20, 2025	$1.6B	$1.6B	19	14	1	n/a	n/a
2023	Mar 25, 2024	$1.4B	$1.4B	18	14	1	n/a	n/a
2022	Mar 31, 2023	$1.3B	$1.3B	19	15	1	n/a	n/a
2021	Mar 30, 2022	$1.5B	$1.5B	17	14	1	n/a	n/a
2020	Mar 29, 2021	$1.5B	$1.5B	15	12	0	n/a	n/a
2019	Feb 28, 2020	$1.0B	$1.0B	11	9	0	1	$1.2M
2018	Mar 29, 2019	$745M	$745M	11	9	0	1	$1.1M
2017	Mar 13, 2018	$572M	$572M	11	9	0	1	$1.1M
2016	Mar 30, 2017	$3.2B	$3.2B	16	9	n/a	1	$1.2M
2015	Mar 30, 2016	$2.2B	$2.2B	11	8	n/a	1	$991,784
2014	Mar 30, 2015	$3.4B	$3.4B	10	8	n/a	1	$1.2M
2013	Mar 28, 2014	$2.4B	$2.4B	11	10	n/a	1	$607,814
2012	Mar 28, 2013	$1.5B	$1.5B	11	10	n/a	1	$430,204
2011	Mar 28, 2012	$600M	$600M	n/a	n/a	n/a	1	$228,343

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.6B	16.3%	$1.3B	12.0%	19	19	1	1

Relationships

Affiliated with (3)

← PEARL LANE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PEARL LANE ADVISORS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← REGISTERED FUND SOLUTIONS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (4)

← FONTANA, VICTOR, JOSEPHOwnerPRESIDENT, ownership code C, individual
Mar 28, 2012 to Mar 25, 2024factForm ADV
← DANIELS, SCOTT, DAVIDOwnerCHIEF FINANCIAL OFFICER, TREASURER, ownership code C, individual
Mar 28, 2012 to Mar 25, 2024factForm ADV
← HILL, RAYMOND, ALEXANDEROwnerSHAREHOLDER, ownership code C, individual
Mar 28, 2012 to Mar 25, 2024factForm ADV
← REICK, TIMOTHY, WILLIAMOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 28, 2012 to Mar 25, 2024factForm ADV

Owns (2)

← NOWACK, ANDREW, PETEROwnerCHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, ownership code NA, individual
Mar 28, 2012 to Mar 25, 2024factForm ADV
← FONTANA, VICTOR, JOwnerSENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, ownership code NA, individual
Jul 30, 2020 to Mar 25, 2024factForm ADV

Advises (1)

→ THE SPIN-OFF OPPORTUNITIES FUND, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Jul 30, 2020factForm ADV

Dated events

Occurred
Jul 30, 2020
Regulatory AUM changed
Liberty Street Advisors, Inc. reported RAUM $1.3B, up 28% from $1.0B (2020-02-28 to 2020-07-30)
Form ADVobserved 5 days ago
$279M
Occurred
Jul 30, 2020
Control person joined
J Victor Fontana (Senior Vice President, Chief Operating Officer) appeared on Schedule A of Liberty Street Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 13, 2018
Regulatory AUM changed
Liberty Street Advisors, Inc. reported RAUM $572.3M, down 82% from $3.2B (2017-03-30 to 2018-03-13)
Form ADVobserved 5 days ago
$-2.6B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ef120ca-c9e1-b259-28b8-2b05dda79761
First observed: Mar 28, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIBERTY STREET ADVISORS, INC.

CRD 142949

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ef120ca-c9e1-b259-28b8-2b05dda79761

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE SPIN-OFF OPPORTUNITIES FUND, LLC

Hedge Fund

$918,471

Jul 30, 2020

Mar 28, 2012

dropped

021-206179

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DANIELS, SCOTT, DAVID

CHIEF FINANCIAL OFFICER, TREASURER

yes

12/2007

Mar 28, 2012

Mar 25, 2024

FONTANA, VICTOR, JOSEPH

President

yes

04/2007

Mar 28, 2012

Mar 25, 2024

HILL, RAYMOND, ALEXANDER

Shareholder

yes

11/2006

Mar 28, 2012

Mar 25, 2024

REICK, TIMOTHY, WILLIAM

CHIEF EXECUTIVE OFFICER

yes

11/2006

Mar 28, 2012

Mar 25, 2024

FONTANA, VICTOR, J

SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER

07/2020

Jul 30, 2020

Mar 25, 2024

NOWACK, ANDREW, PETER

CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL

01/2008

Mar 28, 2012

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PEARL LANE ADVISORS, LLC

n/a

Asset manager

$78.2M

yes

n/a

HRC FUND ASSOCIATES, LLC

n/a

yes

n/a

MSRH, LLC

n/a

yes

n/a

PRIVATE SHARES OPPORTUNITY SM, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Burlingame

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.9B

n/a

2024

Mar 20, 2025

$1.6B

n/a

2023

Mar 25, 2024

$1.4B

n/a

2022

Mar 31, 2023

$1.3B

n/a

2021

Mar 30, 2022

$1.5B

n/a

2020

Mar 29, 2021

$1.5B

n/a

2019

Feb 28, 2020

$1.0B

$1.2M

2018

Mar 29, 2019

$745M

$1.1M

2017

Mar 13, 2018

$572M

$1.1M

2016

Mar 30, 2017

$3.2B

n/a

$1.2M

2015

Mar 30, 2016

$2.2B

n/a

$991,784

2014

Mar 30, 2015

$3.4B

n/a

$1.2M

2013

Mar 28, 2014

$2.4B

n/a

$607,814

2012

Mar 28, 2013

$1.5B

n/a

$430,204

2011

Mar 28, 2012

$600M

n/a

$228,343

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.6B

16.3%

$1.3B

12.0%