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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

REGISTERED FUND SOLUTIONS, LLC

CRD 156976

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c97985f7-62ed-32d3-6e9f-39af2f3e8e66

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2012 to Mar 30, 2016
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 0
SEC number: 801-72244
CRD: 156976
Filings on the tape: 8
First filed: Mar 13, 2012
Latest filed: Mar 30, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DANIELS, SCOTT, DAVID	CFO, TREASURER	Na	yes	03/2011	Mar 13, 2012	Mar 30, 2016
FONTANA, VICTOR, JOSEPH	CEO, PRESIDENT	Na	yes	09/2011	Mar 13, 2012	Mar 30, 2016
FONTANA, VICTOR, JOSEPH	COO, PRESIDENT, MEMBER	C	yes	04/2007	Mar 13, 2012	Mar 30, 2016
HILL, RAYMOND, ALEXANDER	CHAIRMAN, MEMBER	C	yes	11/2006	Mar 13, 2012	Mar 30, 2016
HILL, RAYMOND, ALEXANDER	CHAIRMAN, MEMBER	Na	yes	03/2011	Mar 13, 2012	Mar 30, 2016
LIBERTY STREET ADVISORS, INC.	SOLE MEMBER	E	yes	01/2011	Mar 13, 2012	Mar 30, 2016
REICK, TIMOTHY, WILLIAM	VICE PRESIDENT, MEMBER	Na	yes	09/2011	Mar 13, 2012	Mar 30, 2016
REICK, TIMOTHY, WILLIAM	CEO, MEMBER	C	yes	11/2006	Mar 13, 2012	Mar 30, 2016
NOWACK, ANDREW, PETER	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	Na	no	03/2011	Mar 13, 2012	Mar 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LIBERTY STREET ADVISORS, INC.	n/a	Asset manager	$1.9B	Y	yes	n/a
PEARL LANE ADVISORS, LLC	n/a	Asset manager	$78.2M	N	yes	n/a
HRC FUND ASSOCIATES, LLC	n/a	n/a	n/a	N	yes	n/a
MAIDEN LANE SPIN-OFF ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
MSRH, LLC	n/a	n/a	n/a	N	yes	n/a
PCS SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a
S.D. DANIELS & CO. C.P.A., PC	n/a	n/a	n/a	N	yes	n/a
SDDCO BROKERAGE ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	n/a	n/a	5	n/a	n/a	n/a
2014	Mar 27, 2015	n/a	n/a	6	n/a	n/a	n/a
2013	Mar 28, 2014	n/a	n/a	8	n/a	n/a	n/a
2012	Mar 28, 2013	n/a	n/a	8	n/a	n/a	n/a
2011	Mar 29, 2012	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	n/a	n/a	n/a	n/a	n/a	5	6	n/a	n/a

Relationships

Affiliated with (2)

→ LIBERTY STREET ADVISORS, INC.Registered adviserother investment adviser, control, common control
factForm ADV
→ PEARL LANE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← FONTANA, VICTOR, JOSEPHOwnerCOO, PRESIDENT, MEMBER, ownership code C, individual
Mar 13, 2012 to presentfactForm ADV
← LIBERTY STREET ADVISORS, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Mar 13, 2012 to presentfactForm ADV
← DANIELS, SCOTT, DAVIDOwnerCFO, TREASURER, ownership code NA, individual
Mar 13, 2012 to presentfactForm ADV
← HILL, RAYMOND, ALEXANDEROwnerCHAIRMAN, MEMBER, ownership code C, individual
Mar 13, 2012 to presentfactForm ADV
← REICK, TIMOTHY, WILLIAMOwnerCEO, MEMBER, ownership code C, individual
Mar 13, 2012 to presentfactForm ADV

Owns (1)

← NOWACK, ANDREW, PETEROwnerCHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, ownership code NA, individual
Mar 13, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c97985f7-62ed-32d3-6e9f-39af2f3e8e66
First observed: Mar 13, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REGISTERED FUND SOLUTIONS, LLC

CRD 156976

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c97985f7-62ed-32d3-6e9f-39af2f3e8e66

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DANIELS, SCOTT, DAVID

CFO, TREASURER

yes

03/2011

Mar 13, 2012

Mar 30, 2016

FONTANA, VICTOR, JOSEPH

CEO, PRESIDENT

yes

09/2011

Mar 13, 2012

Mar 30, 2016

FONTANA, VICTOR, JOSEPH

COO, PRESIDENT, MEMBER

yes

04/2007

Mar 13, 2012

Mar 30, 2016

HILL, RAYMOND, ALEXANDER

CHAIRMAN, MEMBER

yes

11/2006

Mar 13, 2012

Mar 30, 2016

HILL, RAYMOND, ALEXANDER

CHAIRMAN, MEMBER

yes

03/2011

Mar 13, 2012

Mar 30, 2016

LIBERTY STREET ADVISORS, INC.

SOLE MEMBER

yes

01/2011

Mar 13, 2012

Mar 30, 2016

REICK, TIMOTHY, WILLIAM

VICE PRESIDENT, MEMBER

yes

09/2011

Mar 13, 2012

Mar 30, 2016

REICK, TIMOTHY, WILLIAM

CEO, MEMBER

yes

11/2006

Mar 13, 2012

Mar 30, 2016

NOWACK, ANDREW, PETER

CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL

03/2011

Mar 13, 2012

Mar 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LIBERTY STREET ADVISORS, INC.

n/a

Asset manager

$1.9B

yes

n/a

PEARL LANE ADVISORS, LLC

n/a

Asset manager

$78.2M

yes

n/a

HRC FUND ASSOCIATES, LLC

n/a

yes

n/a

MAIDEN LANE SPIN-OFF ADVISORS, LLC

n/a

yes

n/a

MSRH, LLC

n/a

yes

n/a

PCS SECURITIES, INC.

n/a

yes

n/a

S.D. DANIELS & CO. C.P.A., PC

n/a

yes

n/a

SDDCO BROKERAGE ADVISORS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

n/a

2014

Mar 27, 2015

n/a

2013

Mar 28, 2014

n/a

2012

Mar 28, 2013

n/a

2011

Mar 29, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

n/a