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Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WALNUT CREEK WEALTH MANAGEMENT

JBC FINANCIAL GROUP, INC., CRD 288440

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ef20685-e55c-484b-2f7c-e1c49ac9611c

Data as of Mar 16, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: May 22, 2017 to Mar 16, 2021
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $142MItem 5.F on the latest filing (2021-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $140M
Private client RAUM: $140MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 276
Individual clients: 144
SEC number: 801-110685
CRD: 288440
Filings on the tape: 8
First filed: May 22, 2017
Latest filed: Mar 16, 2021
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COUTURE, DAMIEN, SAUL	CO-VICE PRESIDENT, CCO	C	yes	04/2017	May 22, 2017	Mar 16, 2021
PURSEY, DEBORAH, LYNN	CO-VICE PRESIDENT	C	yes	04/2017	May 22, 2017	Mar 16, 2021
SMIT, BERNARD, LOUIS	President	C	yes	04/2017	May 22, 2017	Mar 16, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 16, 2021	$142M	$140M	9	6	0	n/a	n/a
2019	Mar 28, 2020	$115M	$112M	9	6	0	n/a	n/a
2018	Mar 26, 2019	$119M	$117M	9	6	1	n/a	n/a
2017	Mar 27, 2018	$128M	$124M	7	7	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$142M	$115M	22.9%	$128M	3.4%	9	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	3	Oct 8, 2021	Sep 14, 2021	WALNUT CREEK, CA	Firm absorbed	RIA to ibd	75.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA ADVISOR NETWORKS LLC	3	Sep 15, 2021	Jul 18, 2017	PLEASANT HILL, CA	Team lift out	Ibd to RIA	0.6%

Relationships

Controls (3)

← SMIT, BERNARD, LOUISOwnerPRESIDENT, ownership code C, individual
May 22, 2017 to presentfactForm ADV
← COUTURE, DAMIEN, SAULOwnerCO-VICE PRESIDENT, CCO, ownership code C, individual
May 22, 2017 to presentfactForm ADV
← PURSEY, DEBORAH, LYNNOwnerCO-VICE PRESIDENT, ownership code C, individual
May 22, 2017 to presentfactForm ADV

Registered with (4)

← Bernard Louis SmitAdvisorregistration: previous registration
Jul 18, 2017 to Oct 8, 2021factForm ADV
← Damien Saul CoutureAdvisorregistration: previous registration
Jul 18, 2017 to Oct 8, 2021factForm ADV
← DEBORAH LYNN PURSEYAdvisorregistration: previous registration
Jul 18, 2017 to Oct 8, 2021factForm ADV
← ZACHARY JAMES WEIRICHAdvisorregistration: previous registration
Jul 18, 2017 to Oct 8, 2021factForm ADV

Moved with (2)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser3 advisors, firm absorbed, same day
Oct 8, 2021 to Sep 14, 2021factForm ADV
← CETERA ADVISOR NETWORKS LLCRegistered adviser3 advisors, team lift out, same day
Sep 15, 2021 to Jul 18, 2017factForm ADV

Dated events

Occurred
May 22, 2017
First Form ADV filing
Walnut Creek Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ef20685-e55c-484b-2f7c-e1c49ac9611c
First observed: May 22, 2017
Last observed: Mar 16, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WALNUT CREEK WEALTH MANAGEMENT

JBC FINANCIAL GROUP, INC., CRD 288440

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ef20685-e55c-484b-2f7c-e1c49ac9611c

Data as of Mar 16, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COUTURE, DAMIEN, SAUL

CO-VICE PRESIDENT, CCO

yes

04/2017

May 22, 2017

Mar 16, 2021

PURSEY, DEBORAH, LYNN

CO-VICE PRESIDENT

yes

04/2017

May 22, 2017

Mar 16, 2021

SMIT, BERNARD, LOUIS

President

yes

04/2017

May 22, 2017

Mar 16, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 16, 2021

$142M

$140M

n/a

2019

Mar 28, 2020

$115M

$112M

n/a

2018

Mar 26, 2019

$119M

$117M

n/a

2017

Mar 27, 2018

$128M

$124M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$142M

$115M

22.9%

$128M

3.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Oct 8, 2021

Sep 14, 2021

WALNUT CREEK, CA

Firm absorbed

RIA to ibd

75.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA ADVISOR NETWORKS LLC

Sep 15, 2021

Jul 18, 2017

PLEASANT HILL, CA

Team lift out

Ibd to RIA

0.6%