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B•••••• L•••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)26 years in industry

B•••••• L•••• S•••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | W••••• C••••, CA

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Search this name across graphsid dfx:ria:bb94593b-aac5-068d-663c-1706e9359167

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 14, 2021	n/a	yes	PLYMOUTH, MN\|W••••• C••••, CA	Current employment
W••••• C•••• W••••• M•••••••••	Former SEC adviser	Jul 18, 2017	Oct 8, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• C•••• W••••• M•••••••••	W••••• E••••••••• A••••••• S•••••••• L••	Oct 8, 2021	Sep 14, 2021	-24	Firm change	RIA to ibd
C••••• A•••••• N••••••• L••	W••••• C•••• W••••• M•••••••••	Sep 15, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288440:116407:CA:2021-10-08	Oct 8, 2021	Sep 14, 2021	W••••• C••••, CA	Firm change
13572:288440:CA:2021-09-15	Sep 15, 2021	Jul 18, 2017	PLEASANT HILL, CA	Firm change after gap

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 14, 2021 to presentfactForm ADV
→ W••••• C•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 18, 2017 to Oct 8, 2021factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Feb 28, 2001 to Sep 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb94593b-aac5-068d-663c-1706e9359167
First observed: Feb 28, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.