This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KAPLAN WEALTH MANAGEMENT, INC.

Current firm class

former SEC adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 1998earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

5

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Nov 25, 1998

First registration

Aug 8, 2007

Dual registered

yes, broker-dealer

Other names

SCOTT ANDREW KAPLAN

IAPD individual key

3148279

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4ef91b8d-6be2-e3fc-d1fd-d45c7a447951

First observed

Aug 8, 2007

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.