This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$20.1MItem 5.F on the latest filing (2013-09-25); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$20.0M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$10.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

3

Accounts

88

SEC number

801-78074

CRD

167880

Filings on the tape

10

First filed

May 13, 2013

Latest filed

Sep 25, 2013

Organised

Corporation, Virginia

• Occurred

  May 30, 2013
  Succession filed (Item 4)

  1 Tactical Advisor, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 5 days ago
• Occurred

  May 13, 2013
  First Form ADV filing

  1 Tactical Advisor, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:29876ec9-44d9-024a-27b8-9253c9e5ff9c

First observed

May 13, 2013

Last observed

Sep 25, 2013 158 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.