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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHARLES JOSEPH DAMICO

Advisor at CETERA INVESTMENT ADVISERS LLC

TAMPA, FL

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Search this name across graphsid dfx:ria:4efad8b7-561a-d994-e8e6-0bf40662298a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 13, 2000
First registration: Oct 28, 2008
Dual registered: yes, broker-dealer
Other names: CHARLES JOSEPH D'AMICO|CHUCK D'AMICO
IAPD individual key: 4052730

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 20, 2023	n/a	yes	TAMPA, FL	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jun 22, 2023	no	TAMPA, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 17, 2014	Mar 25, 2017	no	TAMPA, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 27, 2010	Jul 1, 2013	no	HUNTERSVILLE, NC\|ST. PETERSBURG, FL	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Oct 28, 2008	Dec 7, 2009	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	Jun 22, 2023	Jun 20, 2023	-2	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
RAYMOND JAMES & ASSOCIATES, INC.	MSI FINANCIAL SERVICES, INC.	Jul 1, 2013	Nov 17, 2014	504	Firm change after gap	Other
PUTNAM INVESTMENT MANAGEMENT, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Dec 7, 2009	Jul 27, 2010	232	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 20, 2023 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jun 22, 2023factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 17, 2014 to Mar 25, 2017factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 27, 2010 to Jul 1, 2013factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 28, 2008 to Dec 7, 2009factForm ADV

Dated events

Occurred
Jun 22, 2023
Advisor changed firm
Charles Joseph Damico left Mml Investors Services, Llc for Cetera Investment Advisers Llc (registered 2023-06-20)
Form ADVobserved 3 days ago