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Advisor at WEALTHSPIRE RETIREMENT ADVISORY
ALISO VIEJO, CA | South Jordan, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTHSPIRE RETIREMENT ADVISORY | Institutional manager | Nov 20, 2023 | n/a | yes | South Jordan, UT|ALISO VIEJO, CA | Current employment |
| DIVERGENT WEALTH ADVISORS, LLC | Former SEC adviser | Aug 30, 2021 | Sep 30, 2024 | no | SOUTH JORDAN, UT | Previous registration |
| EDWARD JONES | National bd RIA | Aug 8, 2016 | Aug 30, 2021 | no | DRAPER, UT|South Jordan,, UT|ST LOUIS, MO|SOUTH JORDAN, UT|SOUTH JORDAN, UT | Previous registration |
| BLACKROCK FINANCIAL MANAGEMENT, INC | Other adviser | Nov 19, 2013 | Apr 19, 2016 | no | NEW YORK, NY|PRINCETON, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIVERGENT WEALTH ADVISORS, LLC | WEALTHSPIRE RETIREMENT ADVISORY | Sep 30, 2024 | Nov 20, 2023 | -315 | Channel change | Other |
| EDWARD JONES | DIVERGENT WEALTH ADVISORS, LLC | Aug 30, 2021 | Aug 30, 2021 | 0 | Firm change | Ibd to RIA |
| BLACKROCK FINANCIAL MANAGEMENT, INC | EDWARD JONES | Apr 19, 2016 | Aug 8, 2016 | 111 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286383:121254:UT:2024-09-30 | Sep 30, 2024 | Nov 20, 2023 | SOUTH JORDAN, UT | Firm change after gap |