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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DIVERGENT WEALTH ADVISORS, LLC

CRD 286383

SOUTH JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc0e76b0-66e7-b3d5-ecdf-0abfd3af806f

Data as of Aug 2, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 11
On other graphs: 3
Observed: Apr 5, 2017 to Aug 2, 2024
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Divergent Wealth Advisors, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Divergent Wealth Advisors, LLC

Capital provider to sponsors · shared crd

Real Estate Fundsidentity

Divergent Wealth Advisors, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $617MItem 5.F on the latest filing (2024-08-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $613M
Private client RAUM: $580MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,227
Individual clients: 645
High net worth clients: 134
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $25.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $596M
SEC number: 801-110400
CRD: 286383
Filings on the tape: 32
First filed: Apr 5, 2017
Latest filed: Aug 2, 2024
Organised: Limited Liability Company, Utah

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FOOTHILLS AT FRANCIS GATE FUND I, LP	Real Estate Fund	$21.8M	Nov 19, 2024	22	May 5, 2022	reported	021-419964
DIVERGENT CAPITAL FUND 2, LP	Private Equity Fund	$2.8M	Nov 19, 2024	40	May 5, 2022	reported	021-432263
DIVERGENT CAPITAL FUND 3, LP	Private Equity Fund	$593,621	Nov 19, 2024	19	May 5, 2022	reported	021-432441

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AON, PLC	Owner	E	yes	06/2014	Jun 11, 2024	Aug 2, 2024
MOO, VERONICA, EI CHUN	Director	Na	yes	07/2017	Nov 30, 2023	Aug 2, 2024
NFP CORPORATE SERVICES	Member	E	yes	08/2023	Dec 20, 2023	Aug 2, 2024
NFP INTERMEDIATE HOLDINGS B. CORP.	Owner	E	yes	07/2013	Nov 30, 2023	Aug 2, 2024
O'MALLEY, EDWARD, GEORGE	Director	Na	yes	02/2015	Nov 30, 2023	Aug 2, 2024
RANDOLPH ACQUISITION CORP.	Owner	E	yes	04/2024	Jun 11, 2024	Aug 2, 2024
RANDOLPH FINANCE UNLIMITED COMPANY	Owner	E	yes	04/2024	Jun 11, 2024	Aug 2, 2024
SCHNEIDER, BRETT, RONALD	Director	Na	yes	01/2009	Nov 30, 2023	Aug 2, 2024
TAYLOR, RANDY, W.	CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Feb 12, 2021	Aug 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIDUCIENT ADVISORS LLC	n/a	Mixed wealth	$98B	N	yes	n/a
WEALTHSPIRE ADVISORS LLC	n/a	Independent wealth	$34B	N	yes	n/a
FIDUCIARY FIRST, LLC	n/a	Institutional manager	$2.5B	N	yes	n/a
SST BENEFITS CONSULTING & INSURANCE SERVICES, INC.	n/a	Institutional manager	$524M	N	yes	n/a
ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC.	n/a	Other adviser	$464M	N	yes	n/a
DC FOF 2 GP, LLC	n/a	n/a	n/a	N	yes	Ut
DC FOF 3 GP, LLC	n/a	n/a	n/a	N	yes	Ut
FOOTHILLS AT FRANCIS GATE GP, LLC	n/a	n/a	n/a	N	yes	Ut
NFP CORPORATE SERVICES (UT), INC.	n/a	n/a	n/a	N	yes	n/a
NFP PROPERTY & CASUALTY SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2023	Mar 25, 2024	$617M	$613M	12	12	3	$25.2M
2022	Feb 23, 2023	$480M	$475M	13	13	3	$15.4M
2021	Mar 10, 2022	$520M	$519M	11	9	n/a	n/a
2020	Feb 12, 2021	$409M	$409M	9	5	n/a	n/a
2019	Mar 12, 2020	$395M	$344M	8	4	n/a	n/a
2018	Mar 12, 2019	$320M	$273M	6	4	n/a	n/a
2017	Mar 2, 2018	$298M	$259M	6	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$617M	$480M	28.7%	$409M	14.7%	12	13	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHSPIRE RETIREMENT ADVISORY	10	Sep 30, 2024	Nov 29, 2023	SOUTH JORDAN, UT	Firm absorbed	Other	90.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MORGAN STANLEY	2	Apr 24, 2017	Apr 21, 2017	HOLLADAY, UT	Team lift out	Wirehouse to new firm	0.0%

Relationships

Affiliated with (6)

← WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserother investment adviser, control, common control
factForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ FIDUCIENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FIDUCIARY FIRSTRegistered adviserother investment adviser, common control
factForm ADV
→ SST BENEFITS CONSULTINGRegistered adviserother investment adviser, common control
factForm ADV

Advises (3)

→ DIVERGENT CAPITAL FUND 3, LPPrivate fundPrivate Equity Fund, ERA
May 5, 2022 to presentfactForm ADV
→ DIVERGENT CAPITAL FUND 2, LPPrivate fundPrivate Equity Fund, ERA
May 5, 2022 to presentfactForm ADV
→ FOOTHILLS AT FRANCIS GATE FUND I, LPPrivate fundReal Estate Fund, ERA
May 5, 2022 to presentfactForm ADV

Controls (9)

← SCHNEIDER, BRETT, RONALDOwnerDIRECTOR, ownership code NA, individual
Nov 30, 2023 to presentfactForm ADV
← MOO, VERONICA, EI CHUNOwnerDIRECTOR, ownership code NA, individual
Nov 30, 2023 to presentfactForm ADV
← O'MALLEY, EDWARD, GEORGEOwnerDIRECTOR, ownership code NA, individual
Nov 30, 2023 to presentfactForm ADV
← TAYLOR, RANDY, W.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 12, 2021 to presentfactForm ADV
← AON, PLCOwnerOWNER, ownership code E, foreign entity
Jun 11, 2024 to presentfactForm ADV
← NFP CORPORATE SERVICESOwnerMEMBER, ownership code E, domestic entity
Dec 20, 2023 to presentfactForm ADV
← NFP INTERMEDIATE HOLDINGS B. CORP.OwnerOWNER, ownership code E, domestic entity
Nov 30, 2023 to presentfactForm ADV
← RANDOLPH ACQUISITION CORP.OwnerOWNER, ownership code E, domestic entity
Jun 11, 2024 to presentfactForm ADV
← RANDOLPH FINANCE UNLIMITED COMPANYOwnerOWNER, ownership code E, foreign entity
Jun 11, 2024 to presentfactForm ADV

Registered with (14)

← RANDY WAYNE TAYLORAdvisorregistration: previous registration
Feb 4, 2022 to Oct 15, 2024factForm ADV
← Geoffrey Clarke ReevesAdvisorregistration: previous registration
Aug 30, 2021 to Sep 30, 2024factForm ADV
← JORDAN RICHARD COLLINSAdvisorregistration: previous registration
Apr 21, 2017 to Sep 30, 2024factForm ADV
← BRADY HARKER RIRIEAdvisorregistration: previous registration
Apr 21, 2017 to Sep 30, 2024factForm ADV
← DALLIN DELOY GRIFFINAdvisorregistration: previous registration
Jul 2, 2020 to Sep 30, 2024factForm ADV
← EASTON JEFFREY DICKSONAdvisorregistration: previous registration
Mar 31, 2021 to Sep 30, 2024factForm ADV
← Jacob GutkeAdvisorregistration: previous registration
May 14, 2020 to Sep 30, 2024factForm ADV
← KADEN MCKELLAdvisorregistration: previous registration
Mar 16, 2021 to Sep 30, 2024factForm ADV
← Rizek HousariAdvisorregistration: previous registration
May 7, 2021 to Sep 30, 2024factForm ADV
← WILLIAM STREETAdvisorregistration: previous registration
Jul 22, 2021 to Sep 30, 2024factForm ADV
← Brielle Renae ParkinsonAdvisorregistration: previous registration
Jul 18, 2022 to Sep 30, 2024factForm ADV
← John Stephen PenningtonAdvisorregistration: previous registration
Sep 28, 2021 to Aug 9, 2023factForm ADV
← HAILEY MEGAN MEIHLSAdvisorregistration: previous registration
Apr 4, 2018 to May 1, 2020factForm ADV
← Joshua Aaron ScottAdvisorregistration: previous registration
Mar 27, 2018 to Aug 21, 2018factForm ADV

Moved with (2)

→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviser10 advisors, firm absorbed, same day
Sep 30, 2024 to Nov 29, 2023factForm ADV
← MORGAN STANLEYRegistered adviser2 advisors, team lift out, same day
Apr 24, 2017 to Apr 21, 2017factForm ADV

Dated events

Occurred
Sep 30, 2024
Firm absorbed
Divergent Wealth Advisors, LLC's advisors moved to Wealthspire Retirement Advisory (South Jordan, UT): 10 of 11 registered, on the same day
Form ADVobserved 3 days ago
10 advisors
Occurred
Dec 20, 2023
Control person left
Richard Jordan Collins (Managing Member) no longer on Schedule A of Divergent Wealth Advisors, Llc (listed 2023-11-30, absent 2023-12-20)
Form ADVobserved 4 days ago
Occurred
Dec 20, 2023
Control person left
Harker Brady Ririe (Managing Member) no longer on Schedule A of Divergent Wealth Advisors, Llc (listed 2023-11-30, absent 2023-12-20)
Form ADVobserved 4 days ago
Occurred
Nov 30, 2023
Control person joined
Ronald Brett Schneider (Director) appeared on Schedule A of Divergent Wealth Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Nov 30, 2023
Control person joined
Ei Chun Veronica Moo (Director) appeared on Schedule A of Divergent Wealth Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Nov 30, 2023
Control person joined
George Edward O'Malley (Director) appeared on Schedule A of Divergent Wealth Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Aug 9, 2023
Advisor changed firm
John Stephen Pennington left Divergent Wealth Advisors, Llc for Andina Advisors (registered 2025-08-12)
Form ADVobserved 4 days ago
Occurred
Mar 10, 2022
Regulatory AUM changed
Divergent Wealth Advisors, Llc reported RAUM $520.5M, up 27% from $409.3M (2021-07-30 to 2022-03-10)
Form ADVobserved 4 days ago
$111M
Occurred
Feb 12, 2021
Control person left
Ellison Richard Collins (Chief Compliance Officer) no longer on Schedule A of Divergent Wealth Advisors, Llc (listed 2020-07-02, absent 2021-02-12)
Form ADVobserved 4 days ago
Occurred
Feb 12, 2021
Control person joined
W. Randy Taylor (Chief Compliance Officer) appeared on Schedule A of Divergent Wealth Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Apr 5, 2017
First Form ADV filing
Tcgim filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc0e76b0-66e7-b3d5-ecdf-0abfd3af806f
First observed: Apr 5, 2017
Last observed: Aug 2, 2024 25 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DIVERGENT WEALTH ADVISORS, LLC

CRD 286383

SOUTH JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc0e76b0-66e7-b3d5-ecdf-0abfd3af806f

Data as of Aug 2, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:20 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FOOTHILLS AT FRANCIS GATE FUND I, LP

Real Estate Fund

$21.8M

Nov 19, 2024

May 5, 2022

reported

021-419964

DIVERGENT CAPITAL FUND 2, LP

Private Equity Fund

$2.8M

Nov 19, 2024

May 5, 2022

reported

021-432263

DIVERGENT CAPITAL FUND 3, LP

Private Equity Fund

$593,621

Nov 19, 2024

May 5, 2022

reported

021-432441

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AON, PLC

Owner

yes

06/2014

Jun 11, 2024

Aug 2, 2024

MOO, VERONICA, EI CHUN

Director

yes

07/2017

Nov 30, 2023

Aug 2, 2024

NFP CORPORATE SERVICES

Member

yes

08/2023

Dec 20, 2023

Aug 2, 2024

NFP INTERMEDIATE HOLDINGS B. CORP.

Owner

yes

07/2013

Nov 30, 2023

Aug 2, 2024

O'MALLEY, EDWARD, GEORGE

Director

yes

02/2015

Nov 30, 2023

Aug 2, 2024

RANDOLPH ACQUISITION CORP.

Owner

yes

04/2024

Jun 11, 2024

Aug 2, 2024

RANDOLPH FINANCE UNLIMITED COMPANY

Owner

yes

04/2024

Jun 11, 2024

Aug 2, 2024

SCHNEIDER, BRETT, RONALD

Director

yes

01/2009

Nov 30, 2023

Aug 2, 2024

TAYLOR, RANDY, W.

CHIEF COMPLIANCE OFFICER

yes

01/2021

Feb 12, 2021

Aug 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIDUCIENT ADVISORS LLC

n/a

Mixed wealth

$98B

yes

n/a

WEALTHSPIRE ADVISORS LLC

n/a

Independent wealth

$34B

yes

n/a

FIDUCIARY FIRST, LLC

n/a

Institutional manager

$2.5B

yes

n/a

SST BENEFITS CONSULTING & INSURANCE SERVICES, INC.

n/a

Institutional manager

$524M

yes

n/a

ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC.

n/a

Other adviser

$464M

yes

n/a

DC FOF 2 GP, LLC

n/a

yes

DC FOF 3 GP, LLC

n/a

yes

FOOTHILLS AT FRANCIS GATE GP, LLC

n/a

yes

NFP CORPORATE SERVICES (UT), INC.

n/a

yes

n/a

NFP PROPERTY & CASUALTY SERVICES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 25, 2024

$617M

$613M

$25.2M

2022

Feb 23, 2023

$480M

$475M

$15.4M

2021

Mar 10, 2022

$520M

$519M

n/a

2020

Feb 12, 2021

$409M

n/a

2019

Mar 12, 2020

$395M

$344M

n/a

2018

Mar 12, 2019

$320M

$273M

n/a

2017

Mar 2, 2018

$298M

$259M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$617M

$480M

28.7%

$409M

14.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHSPIRE RETIREMENT ADVISORY

Sep 30, 2024

Nov 29, 2023

SOUTH JORDAN, UT

Firm absorbed

Other

90.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MORGAN STANLEY

Apr 24, 2017

Apr 21, 2017

HOLLADAY, UT

Team lift out

Wirehouse to new firm

0.0%