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CRD 119475
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| GWL REAL ESTATE INVESTMENT TRUST | Hedge Fund | $864M | Mar 31, 2019 | 120 | Mar 27, 2012 | reported | 021-54793 |
| GUGGENHEIM PLUS MEZZANINE FINANCE L.P. | Hedge Fund | $99.6M | Jun 24, 2014 | 2 | Mar 27, 2012 | dropped | n/a |
| GUGGENHEIM REAL ESTATE SECURITIES FUND L.P. | Hedge Fund | $52.5M | Oct 2, 2012 | 5 | Mar 27, 2012 | dropped | n/a |
| GUGGENHEIM REAL ESTATE ABSOLUTE RETURN FUND L.P. | Hedge Fund | $44.3M | Oct 2, 2012 | 5 | Mar 27, 2012 | dropped | n/a |
| GUGGENHEIM PLUS UNLEVERAGED LLC | Hedge Fund | $28.4M | Oct 2, 2012 | 2 | Mar 27, 2012 | dropped | n/a |
| GRE II ABSOLUTE RETURN FUND LTD. | Hedge Fund | $14.6M | Oct 2, 2012 | 1 | Mar 27, 2012 | dropped | n/a |
| GRE PT ABSOLUTE RETURN FUND LTD. | Hedge Fund | $6.4M | Oct 2, 2012 | 1 | Mar 27, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| 171263 CANADA INC. | Shareholder | D | yes | 12/1989 | Feb 15, 2019 | Mar 31, 2019 |
| ALEXANDER, JAY, KENNEDY | EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT OFFICER | Na | yes | 02/2019 | Feb 15, 2019 | Mar 31, 2019 |
| ANDREWS, PAUL, DUNCAN | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | Na | yes | 02/2019 | Feb 15, 2019 | Mar 31, 2019 |
| DESMARAIS FAMILY RESIDUARY TRUST | Shareholder | E | yes | 10/2013 | Feb 15, 2019 | Mar 31, 2019 |
| DESMARAIS, ANDRE, ROGER | Trustee | F | yes | 10/2013 | Feb 15, 2019 | Mar 31, 2019 |
| DESMARAIS, PAUL, GUY | Trustee | F | yes | 10/2013 | Feb 15, 2019 | Mar 31, 2019 |
| DESMARAIS, SOPHIE | Trustee | F | yes | 03/2018 | Feb 15, 2019 | Mar 31, 2019 |
| FORTIN, GUY | Trustee | F | yes | 10/2013 | Feb 15, 2019 | Mar 31, 2019 |
| GREAT-WEST LIFECO INC. | Shareholder | E | yes | 10/1985 | Feb 15, 2019 | Mar 31, 2019 |
| GWL REALTY ADVISORS INC. | Shareholder | E | yes | 08/2006 | Feb 15, 2019 | Mar 31, 2019 |
| GWL REALTY ADVISORS U.S. INC. | SOLE MEMBER | E | yes | 02/2019 | Feb 15, 2019 | Mar 31, 2019 |
| MAHONEY, JOSEPH, PAUL | EXECUTIVE VICE PRESIDENT | Na | yes | 02/2019 | Mar 30, 2017 | Mar 31, 2019 |
| PANSOLO HOLDING INC. | Shareholder | D | yes | 05/1996 | Feb 15, 2019 | Mar 31, 2019 |
| PLESSIS-BELAIR, MICHEL | Trustee | F | yes | 10/2013 | Feb 15, 2019 | Mar 31, 2019 |
| POWER CORPORATION OF CANADA | Shareholder | E | yes | 12/2008 | Feb 15, 2019 | Mar 31, 2019 |
| POWER FINANCIAL CORPORATION | Shareholder | D | yes | 01/1987 | Feb 15, 2019 | Mar 31, 2019 |
| RAMSAY, DAVID, EARL | SENIOR V.P. - CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | Na | yes | 02/2019 | Feb 15, 2019 | Mar 31, 2019 |
| STONE, RICHARD, WAYNE | PRESIDENT & CEO | Na | yes | 02/2019 | Feb 15, 2019 | Mar 31, 2019 |
| THE GREAT-WEST LIFE ASSURANCE COMPANY | Shareholder | E | yes | 04/1993 | Feb 15, 2019 | Mar 31, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| EVERWEST ADVISORS LLC | n/a | Asset manager | $1.2B | N | yes | n/a |
| EVERWEST REAL ESTATE INVESTORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| EW MANAGER, LLC | n/a | n/a | n/a | N | yes | n/a |
| GWL PLUS GP LLC | n/a | n/a | n/a | Y | no | n/a |
| GWL PLUS II GP LLC | n/a | n/a | n/a | Y | no | n/a |
| GWL REI GP, LLC | n/a | n/a | n/a | Y | no | n/a |
| GWL RES GP LLC | n/a | n/a | n/a | N | yes | n/a |
| GWLRA US TRUST COMPANY, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Charlotte | Nc | United States | 6 | yes |
| Boston | Ma | United States | 3 | yes |
| SANTA MONICA | CA | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 29, 2019 | $1.3B | $1.3B | 22 | 17 | 3 | 5 | $2.4B |
| 2017 | Mar 29, 2018 | $1.5B | $1.5B | 18 | 18 | 2 | 5 | $2.7B |
| 2016 | Mar 30, 2017 | $1.3B | $1.3B | 18 | 9 | n/a | 5 | $2.4B |
| 2015 | Mar 15, 2016 | $1.1B | $1.1B | 19 | 9 | n/a | 5 | $2.1B |
| 2014 | Mar 30, 2015 | $1.1B | $1.1B | 22 | 9 | n/a | 5 | $2.0B |
| 2013 | Mar 31, 2014 | $1.1B | $1.1B | 21 | 9 | n/a | 6 | $1.5B |
| 2012 | Apr 1, 2013 | $532M | $532M | 25 | 14 | n/a | 6 | $1.4B |
| 2011 | Mar 27, 2012 | $619M | $619M | n/a | n/a | n/a | 10 | $1.7B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $1.3B | $1.5B | -12.8% | $1.1B | 3.6% | 22 | 18 | 3 | 2 |