DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Everwest Funds Advisors LLC
Latest filing Mar 31, 2019
First filing on the tape Dec 20, 2011 · 28 filings
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
17 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
5
$2.4B gross assets
History
28 filings and snapshots on the tape
RAUM$1.3B as of Mar 29, 2019
Mar 27, 2012$619M then
HNW client RAUM$0 as of Mar 29, 2019
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 27, 20120 then
Employees (5.A)22 as of Mar 29, 2019
Apr 1, 201325 then
Private funds5 as of Mar 29, 2019
Mar 27, 201210 then
RAUM -13% over the last fiscal year+3.6% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Mar 31, 2019; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $181MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Gwl Real Estate Investment Trust | Hedge Fund | $864M | 120 | Mar 27, 2012 |
| Guggenheim Plus Mezzanine Finance L.P.no longer reported | Hedge Fund | $99.6M | 2 | Mar 27, 2012 |
| Guggenheim Real Estate Securities Fund L.P.no longer reported | Hedge Fund | $52.5M | 5 | Mar 27, 2012 |
| Guggenheim Real Estate Absolute Return Fund L.P.no longer reported | Hedge Fund | $44.3M | 5 | Mar 27, 2012 |
| Guggenheim Plus Unleveraged LLCno longer reported | Hedge Fund | $28.4M | 2 | Mar 27, 2012 |
| Gre II Absolute Return Fund Ltd.no longer reported | Hedge Fund | $14.6M | 1 | Mar 27, 2012 |
| Gre Pt Absolute Return Fund Ltd.no longer reported | Hedge Fund | $6.4M | 1 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Kennedy Jay Alexander · Executive Vice President & Chief Investment Officercontrolsince 02/2019 · owns less than 5%
- Duncan Paul Andrews · Executive Vice President & Chief Financial Officercontrolsince 02/2019 · owns less than 5%
- Paul Joseph Mahoney · Executive Vice Presidentcontrolsince 02/2019 · owns less than 5%
- Earl David Ramsay · Senior V.P. - Chief Compliance Officer & General Counselcontrolsince 02/2019 · owns less than 5%
- Wayne Richard Stone · President & Ceocontrolsince 02/2019 · owns less than 5%
- Roger Andre Desmarais · Trusteecontrolsince 10/2013 · owns F of Desmarais Family Residuary Trust
- Guy Paul Desmarais · Trusteecontrolsince 10/2013 · owns F of Desmarais Family Residuary Trust
- Sophie Desmarais · Trusteecontrolsince 03/2018 · owns F of Desmarais Family Residuary Trust
- Guy Fortin · Trusteecontrolsince 10/2013 · owns F of Desmarais Family Residuary Trust
- Michel Plessis-Belair · Trusteecontrolsince 10/2013 · owns F of Desmarais Family Residuary Trust
Entity owners
- Gwl Realty Advisors U.S. Inc. · Sole Memberdirect · owns 75% or more
- 171263 Canada Inc. · Shareholderindirect · owns 50% to 75% of Power Financial Corporation
- Desmarais Family Residuary Trust · Shareholderindirect · owns 75% or more of Pansolo Holding Inc.
- Great-West Lifeco Inc. · Shareholderindirect · owns 75% or more of The Great-West Life Assurance Company
- Gwl Realty Advisors Inc. · Shareholderindirect · owns 75% or more of Gwl Realty Advisors U.S. Inc.
- Pansolo Holding Inc. · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
- Power Corporation Of Canada · Shareholderindirect · owns 75% or more of 171263 Canada Inc.
- Power Financial Corporation · Shareholderindirect · owns 50% to 75% of Great-West Lifeco Inc.
- The Great-West Life Assurance Company · Shareholderindirect · owns 75% or more of Gwl Realty Advisors Inc.
Related persons
Schedule D 7.A
- Sagard Real Estate Advisorsinvestment advisernRAUM $1.2B
- Everwest Real Estate Investors, LLCpooled vehicle sponsorn
- Ew Manager, LLCpooled vehicle sponsorn
- Gwl Plus Gp LLCpooled vehicle sponsory
- Gwl Plus II Gp LLCpooled vehicle sponsory
- Gwl Rei Gp, LLCpooled vehicle sponsory
- Gwl Res Gp LLCpooled vehicle sponsorn
- Gwlra US Trust Company, LLCn
Advisers that list Everwest Funds Advisors LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC6 employees
- Boston, MA3 employees
- Santa Monica, CA1 employees
What changed
consecutive filings, newest first
- Advisory employees · 18 to 17Feb 15, 2019 to Mar 29, 2019
- Employees · 18 to 22Feb 15, 2019 to Mar 29, 2019
- Discretionary RAUM · $1.4B to $1.3BFeb 15, 2019 to Mar 29, 2019
- Pooled vehicle RAUM · $1.4B to $1.3BFeb 15, 2019 to Mar 29, 2019
- RAUM · $1.4B to $1.3BFeb 15, 2019 to Mar 29, 2019
- HQ city · BOSTON to DENVERJan 7, 2019 to Feb 15, 2019
- HQ state · MA to COJan 7, 2019 to Feb 15, 2019
- Other offices · 2 to 3Jan 7, 2019 to Feb 15, 2019
- Discretionary RAUM · $1.5B to $1.4BJan 7, 2019 to Feb 15, 2019
- Pooled vehicle RAUM · $1.5B to $1.4BJan 7, 2019 to Feb 15, 2019
- RAUM · $1.5B to $1.4BJan 7, 2019 to Feb 15, 2019
- Related bank · true to falseJan 7, 2019 to Feb 15, 2019
- Related broker-dealer · true to falseJan 7, 2019 to Feb 15, 2019
- Business name · GUGGENHEIM REAL ESTATE LLC to EVERWEST FUNDS ADVISORS LLCFeb 15, 2019 to Feb 15, 2019
- Legal name · GUGGENHEIM REAL ESTATE LLC to EVERWEST FUNDS ADVISORS LLCFeb 15, 2019 to Feb 15, 2019
- Advisory employees · 9 to 18Aug 1, 2017 to Mar 29, 2018
- BD registered reps · 2 to 3Aug 1, 2017 to Mar 29, 2018
- Charity clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Corporate clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- HNW clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Individual clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Pension plan clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 7.0Aug 1, 2017 to Mar 29, 2018
- Other offices · unset to 2.0Aug 1, 2017 to Mar 29, 2018
- Discretionary RAUM · $1.3B to $1.5BAug 1, 2017 to Mar 29, 2018
- HNW RAUM · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Individual RAUM · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Pension RAUM · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 1451526167.0Aug 1, 2017 to Mar 29, 2018
- RAUM · $1.3B to $1.5BAug 1, 2017 to Mar 29, 2018
- Accounts · 8 to 7May 18, 2016 to Mar 30, 2017
- BD registered reps · 1 to 2May 18, 2016 to Mar 30, 2017
- Employees · 19 to 18May 18, 2016 to Mar 30, 2017
- Discretionary RAUM · $1.1B to $1.3BMay 18, 2016 to Mar 30, 2017
- RAUM · $1.1B to $1.3BMay 18, 2016 to Mar 30, 2017
- Accounts · 7 to 8May 26, 2015 to Mar 15, 2016
- Employees · 22 to 19May 26, 2015 to Mar 15, 2016
- Discretionary RAUM · $1.1B to $1.1BMay 26, 2015 to Mar 15, 2016
- RAUM · $1.1B to $1.1BMay 26, 2015 to Mar 15, 2016
- Accounts · 10 to 7Jun 24, 2014 to Mar 30, 2015
Signals
11 dated events
- D Michael Della Fera (Chief Financial Officer) no longer on Schedule A of Everwest Funds Advisors Llc (listed 2019-01-07, absent 2019-02-15)Feb 15, 2019 · Control person left · inference
- Arik Hirschfeld (Chief Compliance Officer) no longer on Schedule A of Everwest Funds Advisors Llc (listed 2019-01-07, absent 2019-02-15)Feb 15, 2019 · Control person left · inference
- Earl David Ramsay (Senior V.P. - Chief Compliance Officer & General Counsel) appeared on Schedule A of Everwest Funds Advisors LlcFeb 15, 2019 · Control person joined · fact
- Wayne Richard Stone (President & Ceo) appeared on Schedule A of Everwest Funds Advisors LlcFeb 15, 2019 · Control person joined · fact
- Kennedy Jay Alexander (Executive Vice President & Chief Investment Officer) appeared on Schedule A of Everwest Funds Advisors LlcFeb 15, 2019 · Control person joined · fact
- Duncan Paul Andrews (Executive Vice President & Chief Financial Officer) appeared on Schedule A of Everwest Funds Advisors LlcFeb 15, 2019 · Control person joined · fact
- Guy Paul Desmarais (Trustee) appeared on Schedule A of Everwest Funds Advisors LlcFeb 15, 2019 · Control person joined · fact
- Roger Andre Desmarais (Trustee) appeared on Schedule A of Everwest Funds Advisors LlcFeb 15, 2019 · Control person joined · fact
- Michel Plessis-Belair (Trustee) appeared on Schedule A of Everwest Funds Advisors LlcFeb 15, 2019 · Control person joined · fact
- Guy Fortin (Trustee) appeared on Schedule A of Everwest Funds Advisors LlcFeb 15, 2019 · Control person joined · fact
- Sophie Desmarais (Trustee) appeared on Schedule A of Everwest Funds Advisors LlcFeb 15, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026