DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner23 years in industry

DEVIN ANTHONY CARROLL

Advisor at CARROLL ADVISORY GROUP

TEXARKANA, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f05495b-e0ee-9be1-c451-b73fe49f1061

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARROLL ADVISORY GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Dec 10, 2002
First registration: Aug 5, 2008
Dual registered: no
IAPD individual key: 4590788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CARROLL ADVISORY GROUP	Independent wealth	Mar 25, 2025	n/a	yes	TEXARKANA, TX	Current employment
STRATEGIC FINANCIAL CONCEPTS, LLC	Independent wealth	Nov 20, 2020	Dec 2, 2025	no	Texarkana, TX\|Texarkana, TX	Previous registration
INTRUA ADVISORY GROUP LLC	Former SEC adviser	Jan 23, 2014	Nov 18, 2020	no	HOUSTON, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 18, 2010	Nov 2, 2015	no	TEXARKANA, TX\|TEXARKANA, AR\|SAN DIEGO, CA	Previous registration
EDWARD JONES	National bd RIA	Aug 5, 2008	Jun 21, 2010	no	TEXARKANA, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC FINANCIAL CONCEPTS, LLC	CARROLL ADVISORY GROUP	Dec 2, 2025	Mar 25, 2025	-252	Firm change after gap	RIA to new firm
INTRUA ADVISORY GROUP LLC	STRATEGIC FINANCIAL CONCEPTS, LLC	Nov 18, 2020	Nov 20, 2020	2	Firm change	RIA to RIA
LPL FINANCIAL LLC	INTRUA ADVISORY GROUP LLC	Nov 2, 2015	Jan 23, 2014	-648	Firm change after gap	Other
EDWARD JONES	LPL FINANCIAL LLC	Jun 21, 2010	Jun 18, 2010	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141849:334565:TX:2025-12-02	Dec 2, 2025	Mar 25, 2025	TEXARKANA, TX	Firm change after gap

Relationships

Registered with (5)

→ CARROLL ADVISORY GROUPRegistered adviserregistration: current employment
Mar 25, 2025 to presentfactForm ADV
→ STRATEGIC FINANCIAL CONCEPTS, LLCRegistered adviserregistration: previous registration
Nov 20, 2020 to Dec 2, 2025factForm ADV
→ INTRUA ADVISORY GROUP LLCRegistered adviserregistration: previous registration
Jan 23, 2014 to Nov 18, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 18, 2010 to Nov 2, 2015factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 5, 2008 to Jun 21, 2010factForm ADV

Dated events

Occurred
Dec 2, 2025
Advisor changed firm
Devin Anthony Carroll left Strategic Financial Concepts, Llc for Carroll Advisory Group (registered 2025-03-25)
Form ADVobserved 4 days ago