DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RIA ADVISORY GROUP, LLC
DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIA GROUP, LLC | Former SEC adviser | Sep 4, 2026 | n/a | yes | DES MOINES, IA | Current employment |
| RIA ADVISORY GROUP, LLC | Independent wealth | Mar 4, 2024 | n/a | yes | DES MOINES, IA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 24, 2022 | Mar 13, 2024 | no | CLIVE, IA|JEFFERSON, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RIA ADVISORY GROUP, LLC | Mar 13, 2024 | Mar 4, 2024 | -9 | Firm change | Ibd to RIA |