This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NEEDHAM & COMPANY, LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 12, 2002earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Apr 12, 2002

First registration

Feb 24, 2012

Dual registered

yes, broker-dealer

Other names

DAVID M LAUFER|David Michael Ludwig|David Laufer

IAPD individual key

4336854

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4f18f934-9e00-a3b8-58ac-8a5cb6c5008a

First observed

Feb 24, 2012

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.