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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Garrett Scott Hawkins

Advisor at MARINER

Centennial, CO | Highlands Ranch, CO

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Search this name across graphsid dfx:ria:4f294d2e-2b35-b77e-d4ae-0a7831cc6245

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 14, 2017
First registration: Sep 8, 2017
Dual registered: no
Other names: Garrett Scott Hawkins|GARRETT HAWKINS
IAPD individual key: 6689269

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Jan 16, 2026	n/a	yes	Highlands Ranch, CO\|Centennial, CO	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jul 23, 2020	Jan 6, 2026	no	Westminster, CO\|GREENWOOD VILLAGE, CO\|Lakewood, CO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 10, 2018	Jun 29, 2020	no	FORT MILL, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 8, 2017	Jan 5, 2018	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	Mariner	Jan 6, 2026	Jan 16, 2026	10	Firm change	Ibd to ibd
LPL FINANCIAL LLC	EMPOWER ADVISORY GROUP, LLC	Jun 29, 2020	Jul 23, 2020	24	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Jan 5, 2018	Apr 10, 2018	95	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ MARINERRegistered adviserregistration: current employment
Jan 16, 2026 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Jul 23, 2020 to Jan 6, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 10, 2018 to Jun 29, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 8, 2017 to Jan 5, 2018factForm ADV

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
Garrett Scott Hawkins left Empower Advisory Group, Llc for Mariner (registered 2026-01-16)
Form ADVobserved 4 days ago