DFX Intelligence

H••••• O••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

H••••• O••••• L•••

Advisor at S••••• F•••••••• G••••• L••

GREEN BAY, WI | CARMEL, IN

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Search this name across graphsid dfx:ria:4f32ddd9-dc1d-b32b-6a5f-bdabc4470c6a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 2, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F•••••••• G••••• L••	Independent wealth	Feb 5, 2026	n/a	yes	CARMEL, IN\|GREEN BAY, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 24, 2021	Jan 28, 2026	no	GREEN BAY, WI\|GREEN BAY, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••• F•••••••• G••••• L••	Jan 28, 2026	Feb 5, 2026	8	Firm change	Ibd to RIA
B•• H••••• F•••••••• A•••••••• I••	L•• F•••••••• L••	Mar 24, 2021	Mar 24, 2021

Relationships

Registered with (3)

→ S••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Feb 5, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 24, 2021 to Jan 28, 2026factForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 13, 2016 to Mar 24, 2021factForm ADV

Dated events

Occurred
Jan 28, 2026
Advisor changed firm
H••••• O••••• L••• left L•• F•••••••• L•• for S••••• F•••••••• G••••• L•• (registered 2026-02-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f32ddd9-dc1d-b32b-6a5f-bdabc4470c6a
First observed: Feb 13, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.