RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• O••••• L•••
- S••••• F•••••••• G••••• L•• independent RIA currentsince Feb 5, 2026 · Carmel, In
- L•• F•••••••• L•• BD affiliatedMar 24, 2021 to Jan 28, 2026 · Green Bay, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerFeb 13, 2016 to Mar 24, 2021 · Green Bay, Wi
- L•• F•••••••• L•• to S••••• F•••••••• G••••• L••left Jan 28, 2026, registered Feb 5, 2026 (8 days) · Affiliated broker-dealer or bank to independent RIA
- B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- H••••• O••••• L••• left L•• F•••••••• L•• for S••••• F•••••••• G••••• L•• (registered 2026-02-05)Jan 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address