DFX Intelligence

R••••• J••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst31 years in industry

R••••• J••••• S•••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Troy, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f339806-6f0e-4cb5-766a-b6a1007017a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 5, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Feb 2, 2026	n/a	yes	Troy, MI\|NEW YORK, NY	Current employment
G•• P•••••• W•••••	Former SEC adviser	Oct 3, 2021	Feb 6, 2026	no	Troy, MI\|CLEVELAND, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• P•••••• W•••••	A••• A••••••• P•••••••	Feb 6, 2026	Feb 2, 2026	-4	Firm change	RIA to RIA
R•••••• W•••••	G•• P•••••• W•••••	Aug 9, 2021	Oct 3, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
110031:133535:OH:2026-02-06	Feb 6, 2026	Feb 2, 2026	CLEVELAND, OH	Firm change

Relationships

Registered with (4)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ G•• P•••••• W•••••Registered adviserregistration: previous registration
Oct 3, 2021 to Feb 6, 2026factForm ADV
→ R•••••• W•••••Registered adviserregistration: previous registration
Jan 5, 2018 to Aug 9, 2021factForm ADV
→ S••••• A••••••• S•••••••

Dated events

Occurred
Feb 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f339806-6f0e-4cb5-766a-b6a1007017a8
First observed: Dec 20, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.