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GRIES FINANCIAL LLC, CRD 110031
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ALTALPHA VINTAGE, L.P. | Private Equity Fund | $12.3M | Dec 2, 2024 | 50 | Jun 27, 2024 | reported | 021-511962 |
| FIELDSTONE - SAGE MILL | Real Estate Fund | $2.0M | Dec 2, 2024 | 29 | Oct 11, 2019 | reported | n/a |
| FIELDSTONE GEM VI INVESTORS | Real Estate Fund | $1.2M | Dec 2, 2024 | 27 | Oct 11, 2019 | reported | n/a |
| FIELDSTONE GEM V INVESTORS | Real Estate Fund | $986,696 | Dec 2, 2024 | 27 | Oct 11, 2019 | reported | n/a |
| FIELDSTONE PHOENIX '07 FUND | Real Estate Fund | $468,512 | Dec 2, 2024 | 31 | Oct 11, 2019 | reported | n/a |
| FIELDSTONE PHOENIX 2010 FUND | Real Estate Fund | $50,232 | Dec 2, 2024 | 23 | Oct 11, 2019 | reported | n/a |
| FIELDSTONE PHOENIX 2011 FUND | Real Estate Fund | $40,836 | Dec 2, 2024 | 24 | Oct 11, 2019 | reported | n/a |
| FIELDSTONE PHOENIX 2012 FUND | Real Estate Fund | $32,058 | Sep 18, 2020 | 18 | Oct 11, 2019 | dropped | n/a |
| FIELDSTONE GEM INVESTORS IV | Real Estate Fund | $14,840 | Jul 2, 2024 | 36 | Oct 11, 2019 | reported | n/a |
| FIELDSTONE CITYMARK | Real Estate Fund | $0 | Mar 7, 2024 | 16 | Oct 11, 2019 | reported | n/a |
| GEM III INVESTORS | Real Estate Fund | $0 | Mar 7, 2024 | 18 | Oct 11, 2019 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BELL, EDWARD, JOSEPH | Chairman | Na | yes | 05/2022 | Mar 29, 2012 | Dec 2, 2024 |
| BRODKOWITZ, KENNETH, ROSS | CHIEF INVESTMENT OFFICER | Na | yes | 03/2017 | Jun 29, 2017 | Dec 2, 2024 |
| DELTA DENTAL PLAN OF MICHIGAN INC | Member | E | yes | 06/2020 | Sep 18, 2020 | Dec 2, 2024 |
| DELTA DENTAL PLAN OF OHIO INC | Member | C | yes | 06/2020 | Sep 18, 2020 | Dec 2, 2024 |
| DIAMOND, CARINA, SHIPOTOFSKY | CHIEF GROWTH OFFICER / CHIEF EXECUTIVE OFFICER | Na | yes | 09/2024 | Dec 2, 2024 | Dec 2, 2024 |
| DURKIN, BRIAN, JOSEPH | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2024 | May 10, 2024 | Dec 2, 2024 |
| FINE, LAUREN, RICH | SENIOR MANAGING DIRECTOR | Na | yes | 05/2022 | Jun 29, 2017 | Dec 2, 2024 |
| HERMAN, ROBERT, JOSEPH | MANAGING PRINCIPAL | Na | yes | 05/2022 | Apr 22, 2013 | Dec 2, 2024 |
| PALMER, JEFFREY, HAMILTON | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | Na | yes | 10/2023 | Mar 29, 2012 | Dec 2, 2024 |
| RENAISSANCE HEALTH SERVICE CORPORATION | Member | F | yes | 03/2013 | Sep 18, 2020 | Dec 2, 2024 |
| T4G FINANCIAL SERVICES LLC | Member | E | yes | 01/2023 | Jan 30, 2023 | Dec 2, 2024 |
| T4G MANAGEMENT LLC | Member | E | yes | 01/2023 | Dec 2, 2024 | Dec 2, 2024 |
| THE 4100 GROUP, INC. | Member | E | yes | 01/2023 | Dec 2, 2024 | Dec 2, 2024 |
| GALA, HEMAL, JAYANT | VICE PRESIDENT OPERATIONS | Na | no | 11/2022 | Mar 31, 2023 | Dec 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| RED CEDAR INVESTMENT MANAGEMENT, LLC | n/a | Other adviser | $3.3B | N | yes | n/a |
| BULL HARBOR CAPITAL LLC. | n/a | Independent wealth | $355M | N | yes | n/a |
| LOGIX INVESTMENTS LLC | n/a | Former SEC adviser | $100M | Y | no | n/a |
| DELTA DENTAL OF KENTUCKY, INC | n/a | n/a | n/a | N | yes | n/a |
| DELTA DENTAL OF NORTH CAROLINA | n/a | n/a | n/a | N | yes | n/a |
| DELTA DENTAL OF TENNESSEE | n/a | n/a | n/a | N | yes | n/a |
| DELTA DENTAL PLAN OF ARKANSAS, INC | n/a | n/a | n/a | N | yes | n/a |
| DELTA DENTAL PLAN OF INDIANA, INC | n/a | n/a | n/a | N | yes | n/a |
| DELTA DENTAL PLAN OF MICHIGAN, INC | n/a | n/a | n/a | Y | yes | n/a |
| DELTA DENTAL PLAN OF NEW MEXICO, INC | n/a | n/a | n/a | N | yes | n/a |
| DELTA DENTAL PLAN OF OHIO, INC | n/a | n/a | n/a | N | yes | n/a |
| RENAISSANCE LIFE & HEALTH COMPANY OF NEW YORK | n/a | n/a | n/a | N | yes | n/a |
| RENAISSANCE LIFE AND HEALTH INSURANCE COMPANY OF AMERICA | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Cincinnati | Oh | United States | 3 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 28, 2025 | $1.3B | $1.3B | 30 | 18 | 9 | 7 | n/a |
| 2023 | Mar 29, 2024 | $1.2B | $1.2B | 27 | 13 | 1 | 7 | $4.8M |
| 2022 | Mar 31, 2023 | $975M | $971M | 20 | 11 | 1 | 9 | $6.1M |
| 2021 | Mar 30, 2022 | $963M | $963M | 20 | 11 | 1 | 9 | $6.1M |
| 2020 | Mar 31, 2021 | $743M | $743M | 20 | 11 | 1 | 9 | $6.9M |
| 2019 | Mar 31, 2020 | $624M | $624M | 20 | 11 | 1 | 10 | $7.4M |
| 2018 | Mar 29, 2019 | $546M | $546M | 21 | 11 | 1 | n/a | n/a |
| 2017 | Mar 30, 2018 | $871M | $790M | 19 | 11 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $824M | $753M | 17 | 9 | n/a | n/a | n/a |
| 2015 | Mar 23, 2016 | $809M | $734M | 15 | 9 | n/a | n/a | n/a |
| 2014 | Apr 1, 2015 | $694M | $635M | 15 | 9 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $649M | $605M | 15 | 9 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $557M | $520M | 14 | 8 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $485M | $485M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 18 | -18 | n/a | 0 | 0 | 0 | 6 | 24 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $1.3B | $1.2B | 10.7% | $963M | 11.9% | 30 | 27 | 9 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | 12 | Feb 6, 2026 | Feb 12, 2026 | CLEVELAND, OH | Firm absorbed | RIA to RIA | 66.7% |