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Reading the graph
Advisor at ALL STAR FINANCIAL
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALL STAR FINANCIAL | Independent wealth | Feb 10, 2026 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 1, 2022 | Nov 21, 2023 | no | FARGO, ND | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jul 22, 2020 | Oct 7, 2022 | no | FARGO, ND|Moorhead, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ALL STAR FINANCIAL | Nov 21, 2023 | Feb 10, 2026 | 812 | Firm change after gap | Wirehouse to RIA |
| THRIVENT INVESTMENT MANAGEMENT INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 7, 2022 | Nov 1, 2022 | 25 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18387:7691:MN:2022-10-07 | Oct 7, 2022 | Nov 1, 2022 | MOORHEAD, MN | Firm change |