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RIA / WealthAdvisor31 years in industry

KENNETH GUS VINES

Advisor at VINES CAPITAL MANAGEMENT, LLC

MONROE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f438d55-741b-8961-9b1e-532680f2a967

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VINES CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 7, 1995
First registration: Aug 30, 2002
Dual registered: no
IAPD individual key: 2343438

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VINES CAPITAL MANAGEMENT, LLC	Independent wealth	Sep 21, 2018	n/a	yes	MONROE, LA	Current employment
SUMMIT FINANCIAL WEALTH ADVISORS	Independent wealth	Oct 5, 2015	Sep 28, 2018	no	Monroe, LA\|LAFAYETTE, LA	Previous registration
FIDUCIARY INVESTMENT CONSULTANTS, LLC	Former SEC adviser	Jan 26, 2011	Mar 24, 2015	no	MONROE, LA	Previous registration
FPL ASSET MANAGEMENT, LLC	Former SEC adviser	Aug 30, 2002	Oct 13, 2015	no	MONROE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL WEALTH ADVISORS	VINES CAPITAL MANAGEMENT, LLC	Sep 28, 2018	Sep 21, 2018	-7	Firm change	RIA to RIA
FPL ASSET MANAGEMENT, LLC	FIDUCIARY INVESTMENT CONSULTANTS, LLC	Oct 13, 2015	Jan 26, 2011	-1,721	Firm change after gap	Other
FIDUCIARY INVESTMENT CONSULTANTS, LLC	SUMMIT FINANCIAL WEALTH ADVISORS	Mar 24, 2015	Oct 5, 2015	195	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
122442:155148:LA:2015-10-13	Oct 13, 2015	Jan 26, 2011	MONROE, LA	Firm change after gap
155148:171278:LA:2015-03-24	Mar 24, 2015	Oct 5, 2015	MONROE, LA	Firm change

Relationships

Registered with (4)

→ VINES CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 21, 2018 to presentfactForm ADV
→ SUMMIT FINANCIAL WEALTH ADVISORSRegistered adviserregistration: previous registration
Oct 5, 2015 to Sep 28, 2018factForm ADV
→ FPL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 30, 2002 to Oct 13, 2015factForm ADV
→ FIDUCIARY INVESTMENT CONSULTANTS, LLCRegistered adviserregistration: previous registration
Jan 26, 2011 to Mar 24, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f438d55-741b-8961-9b1e-532680f2a967
First observed: Aug 30, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KENNETH GUS VINES

Advisor at VINES CAPITAL MANAGEMENT, LLC

MONROE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f438d55-741b-8961-9b1e-532680f2a967

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

VINES CAPITAL MANAGEMENT, LLC

Independent wealth

Sep 21, 2018

n/a

yes

MONROE, LA

Current employment

SUMMIT FINANCIAL WEALTH ADVISORS

Independent wealth

Oct 5, 2015

Sep 28, 2018

Monroe, LA|LAFAYETTE, LA

Previous registration

FIDUCIARY INVESTMENT CONSULTANTS, LLC

Former SEC adviser

Jan 26, 2011

Mar 24, 2015

MONROE, LA

Previous registration

FPL ASSET MANAGEMENT, LLC

Former SEC adviser

Aug 30, 2002

Oct 13, 2015

MONROE, LA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SUMMIT FINANCIAL WEALTH ADVISORS

VINES CAPITAL MANAGEMENT, LLC

Sep 28, 2018

Sep 21, 2018

-7

Firm change

RIA to RIA

FPL ASSET MANAGEMENT, LLC

FIDUCIARY INVESTMENT CONSULTANTS, LLC

Oct 13, 2015

Jan 26, 2011

-1,721

Firm change after gap

Other

FIDUCIARY INVESTMENT CONSULTANTS, LLC

SUMMIT FINANCIAL WEALTH ADVISORS

Mar 24, 2015

Oct 5, 2015

195

Firm change

Other

Team

Left

Joined

From

Kind

122442:155148:LA:2015-10-13

Oct 13, 2015

Jan 26, 2011

MONROE, LA

Firm change after gap

155148:171278:LA:2015-03-24

Mar 24, 2015

Oct 5, 2015

MONROE, LA

Firm change